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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

KEVIN MICHAEL PEEL

Advisor at WELLS FARGO ADVISORS

NEW HAVEN, CT

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Search this name across graphsid dfx:ria:fd364ca2-4089-e21b-c0b7-a2c68c650e4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 9, 2006
First registration: Jan 10, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5043483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	n/a	yes	NEW HAVEN, CT	Current employment
A. G. EDWARDS & SONS, INC.	n/a	Dec 17, 2007	Jan 1, 2008	no	ST. LOUIS, MO\|HAMDEN, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 8, 2006	Dec 7, 2007	no	NEW HAVEN, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 10, 2006	Apr 27, 2006	no	WOODBRIDGE, CT\|New Haven, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	A. G. EDWARDS & SONS, INC.	Dec 7, 2007	Dec 17, 2007	10	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 27, 2006	Jun 8, 2006	42	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 1, 2008 to presentfactForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Dec 17, 2007 to Jan 1, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 8, 2006 to Dec 7, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 10, 2006 to Apr 27, 2006factForm ADV

Dated events

No dated event names this entity yet.