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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

GREGORY NORMAN

Advisor at COOPER MCMANUS

IRVINE, CA

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Search this name across graphsid dfx:ria:fd540486-06a8-a2b8-5183-be37b4fe508c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COOPER MCMANUS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 5, 1998
First registration: Mar 29, 2001
Dual registered: yes, broker-dealer
Other names: GREGORY LEE NORMAN
IAPD individual key: 3072535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COOPER MCMANUS	Independent wealth	May 15, 2025	n/a	yes	IRVINE, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jun 28, 2022	May 15, 2025	no	Buena Park, CA\|Fullerton, CA\|Buena Park, CA\|Eastvale, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	Jun 29, 2022	no	ARCADIA, CA\|Torrance, CA\|City of Commerce, CA\|El Monte, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 19, 2016	May 18, 2022	no	Torrance, CA\|WAVERLY, IA\|El Monte, CA\|City of Commerce, CA\|Arcadia, CA\|Cerritos, CA\|Van Nuys, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 2, 2012	May 9, 2016	no	LONG BEACH, CA\|CERRITOS, CA\|LONG BEACH, CA\|LONG BEACH, CA\|EL MONTE, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 12, 2003	Jul 19, 2004	no	LONG BEACH, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 29, 2001	Oct 22, 2003	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	COOPER MCMANUS	May 15, 2025	May 15, 2025	0	Firm change	Ibd to RIA
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Jun 29, 2022	Jun 28, 2022	-1	Firm change	RIA to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	CUNA BROKERAGE SERVICES, INC.	May 9, 2016	May 19, 2016	10	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	CETERA ADVISOR NETWORKS LLC	Jul 19, 2004	Jul 2, 2012	2,905	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Oct 22, 2003	Nov 12, 2003	21	Firm change	Other

Relationships

Registered with (7)

→ COOPER MCMANUSRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jun 28, 2022 to May 15, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2022 to Jun 29, 2022factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 19, 2016 to May 18, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 2, 2012 to May 9, 2016factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 12, 2003 to Jul 19, 2004factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 29, 2001 to Oct 22, 2003factForm ADV

Dated events

Occurred
May 15, 2025
Advisor changed firm
Gregory Norman left Cuso Financial Services, L.P. for Cooper Mcmanus (registered 2025-05-15)
Form ADVobserved 5 days ago
Occurred
Jun 29, 2022
Advisor changed firm
Gregory Norman left Lpl Financial Llc for Cuso Financial Services, L.P. (registered 2022-06-28)
Form ADVobserved 5 days ago