DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Norman

Cooper Mcmanusindependent RIAIrvine, Cadual registrantIAPD 3072535

Feed of 09/14/2026

Also filed as Gregory Lee Norman

At current firm

1 y

since May 15, 2025

In the industry

28 y

since Sep 5, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cooper Mcmanus independent RIA current
since May 15, 2025 · Irvine, Ca
Cuso Financial Services, L.P. former
Jun 28, 2022 to May 15, 2025 · Buena Park, Ca
LPL Financial LLC BD affiliated
May 18, 2022 to Jun 29, 2022 · Arcadia, Ca
Cuna Brokerage Services, Inc. former
May 19, 2016 to May 18, 2022 · Torrance, Ca
Cetera Advisor Networks LLC former
Jul 2, 2012 to May 9, 2016 · Long Beach, Ca
Bancwest Investment Services, Inc. (Bwis) former
Nov 12, 2003 to Jul 19, 2004 · Long Beach, Ca
A. G. Edwards & Sons, Inc. unclassified
Mar 29, 2001 to Oct 22, 2003 · Long Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to Cooper Mcmanus
left May 15, 2025, registered May 15, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Cuso Financial Services, L.P.
left Jun 29, 2022, registered Jun 28, 2022 (-1 days) · RIA to affiliated broker-dealer or bank
Cuna Brokerage Services, Inc. to LPL Financial LLC
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
Cetera Advisor Networks LLC to Cuna Brokerage Services, Inc.
left May 9, 2016, registered May 19, 2016 (10 days) · Other
Bancwest Investment Services, Inc. (Bwis) to Cetera Advisor Networks LLC
left Jul 19, 2004, registered Jul 2, 2012 (2905 days) · Other
A. G. Edwards & Sons, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Oct 22, 2003, registered Nov 12, 2003 (21 days) · Other

Signals

Gregory Norman left Cuso Financial Services, L.P. for Cooper Mcmanus (registered 2025-05-15)
May 15, 2025 · Advisor changed firm · fact
Gregory Norman left Lpl Financial Llc for Cuso Financial Services, L.P. (registered 2022-06-28)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address