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RIA / WealthAdvisor37 years in industry

RICHARD SCOTT KARP

Advisor at ADVISORY SERVICES NETWORK

ATLANTA, GA | WILTON MANORS, FL

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Search this name across graphsid dfx:ria:fd5c7e65-287d-3e71-477f-31dc5e04e943

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISORY SERVICES NETWORK
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: Nov 4, 1988
First registration: Jul 6, 2010
Dual registered: no
Other names: RICHARD SCOTT KARP|RICHARD S KARP
IAPD individual key: 1563314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORY SERVICES NETWORK	Independent wealth	Jan 2, 2025	n/a	yes	ATLANTA, GA\|WILTON MANORS, FL	Current employment
OSAIC FA, INC.	Former SEC adviser	Dec 20, 2016	Dec 18, 2024	no	BOCA RATON, FL\|WILTON MANORS, FL	Previous registration
MOORS & CABOT, INC	Bd affiliated wealth	Jul 31, 2015	Dec 20, 2016	no	BOCA RATON, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 6, 2010	Aug 14, 2015	no	BOCA RATON, FL\|Fort Lauderdale, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	ADVISORY SERVICES NETWORK	Dec 18, 2024	Jan 2, 2025	15	Firm change	Ibd to RIA
MOORS & CABOT, INC	OSAIC FA, INC.	Dec 20, 2016	Dec 20, 2016	0	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	MOORS & CABOT, INC	Aug 14, 2015	Jul 31, 2015	-14	Firm change	Other

Relationships

Registered with (4)

→ ADVISORY SERVICES NETWORKRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Dec 20, 2016 to Dec 18, 2024factForm ADV
→ MOORS & CABOT, INCRegistered adviserregistration: previous registration
Jul 31, 2015 to Dec 20, 2016factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 6, 2010 to Aug 14, 2015factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Richard Scott Karp left Osaic Fa, Inc. for Advisory Services Network (registered 2025-01-02)
Form ADVobserved 5 days ago