DFX Intelligence

B•••• C••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

B•••• C••• N•••••

Advisor at F•••• I••••••••• S•••••••

Fort Worth, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:fd6543c5-8c1c-52b3-0677-09a004b77c9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• I••••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• I••••••••• S•••••••	Bd affiliated wealth	Jan 26, 2022	n/a	yes	Fort Worth, TX\|SAN ANTONIO, TX	Current employment
F•••• I••••••••• S•••••••	Bd affiliated wealth	Mar 9, 2018	Dec 31, 2021	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C•••••• A••••••• S•••••••	F•••• I••••••••• S•••••••	Mar 1, 2018	Mar 9, 2018	8	Firm change	Other
F•••• C•••••• F•••••••• P•••••••• I•••	F•••• C•••••• A••••••• S•••••••	Dec 15, 2015	Dec 15, 2015

Relationships

Registered with (6)

→ F•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 9, 2018 to Dec 31, 2021factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 15, 2015 to Mar 1, 2018factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2013 to Dec 15, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd6543c5-8c1c-52b3-0677-09a004b77c9e
First observed: Feb 28, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.