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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

Rayvon Solomon

Advisor at RBC ROCHDALE, LLC

NEW YORK, NY | LAKE MARY, FL

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Search this name across graphsid dfx:ria:fd74b5e9-62d2-cb8e-ed8f-35d2abcb97d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC ROCHDALE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Sep 9, 2024
First registration: Apr 26, 2019
Dual registered: yes, broker-dealer
Other names: Rayvon Solomon|RAYVON AHMAD SOLOMON
IAPD individual key: 6754834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC ROCHDALE, LLC	Bd affiliated wealth	Jun 9, 2026	n/a	yes	NEW YORK, NY\|LAKE MARY, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 22, 2024	Feb 17, 2026	no	Woodridge, IL\|Aurora, CO\|Fort Myers, FL	Previous registration
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Other adviser	Jan 7, 2021	Jan 9, 2024	no	Naples, FL\|SAN FRANCISCO, CA\|Lone Tree, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 21, 2020	Oct 29, 2020	no	Lone Tree, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 26, 2019	Oct 23, 2019	no	GREENWOOD VILLAGE, CO\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RBC ROCHDALE, LLC	Feb 17, 2026	Jun 9, 2026	112	Firm change	Ibd to ibd
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 9, 2024	Apr 22, 2024	104	Firm change	Other
CHARLES SCHWAB & CO., INC.	CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Oct 29, 2020	Jan 7, 2021	70	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Oct 23, 2019	Aug 21, 2020	303	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ RBC ROCHDALE, LLCRegistered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 22, 2024 to Feb 17, 2026factForm ADV
→ CHARLES SCHWAB INVESTMENT MANAGEMENT, INCRegistered adviserregistration: previous registration
Jan 7, 2021 to Jan 9, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 21, 2020 to Oct 29, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 26, 2019 to Oct 23, 2019factForm ADV

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
Rayvon Solomon left Ameriprise Financial Services, Llc for Rbc Rochdale, Llc (registered 2026-06-09)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Rayvon Solomon left Charles Schwab Investment Management, Inc for Ameriprise Financial Services, Llc (registered 2024-04-22)
Form ADVobserved 4 days ago