DFX Intelligence

C•••••••• G•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

C•••••••• G•••••• B•••••

Advisor at A••••••• A•••• M••••••••• L••

Dallas, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:fd9314c1-cfb7-36b9-6461-b64d5f098c2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••• M••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 22, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Oct 15, 2025	n/a	yes	DALLAS, TX\|Dallas, TX	Current employment
A••••••• A•••• M••••••••• L••	No RAUM reported	Sep 7, 2025	n/a	yes	DALLAS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• P•••••••	A••••••• A•••• M••••••••• L••	Jan 5, 2026	Sep 7, 2025	-120	Firm change after gap	RIA to RIA
C••••••••• P•••••••• L••	O•• P•••••••	Mar 25, 2021	Oct 31, 2021

Relationships

Registered with (6)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ A••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 7, 2025 to presentfactForm ADV
→ O•• P•••••••Registered adviserregistration: previous registration
Oct 31, 2021 to Jan 5, 2026factForm ADV
→ C••••••••• P•••••••• L••

Dated events

Occurred
Jan 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fd9314c1-cfb7-36b9-6461-b64d5f098c2d
First observed: Jul 22, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.