DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jun 28, 2017 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | Jan 30, 2017 | Apr 12, 2017 | no | SAINT LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• I••••••••• M••••••••• | R•••••• J•••• • A••••••••• I••• | Apr 12, 2017 | Jun 28, 2017 | 77 | Firm change | Other |
| V••••• C•••••• A•••••••• L•• | S•••••••• I••••••••• M••••••••• | Feb 29, 2016 | Jan 30, 2017 |
| V••••• C•••••• A•••••••• L•• | Other adviser | Mar 27, 2014 | Feb 29, 2016 | no | HARTFORD, CT | Previous registration |
| C••••••• C••••••• I••• | Former SEC adviser | Aug 4, 2010 | Jun 25, 2012 | no | CINCINNATI, OH | Previous registration |
| R•••••• I••••••••• | Asset manager | Oct 7, 2008 | Jul 9, 2010 | no | TAMPA, FL | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jul 16, 2008 | Oct 3, 2008 | no | TAMPA, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jan 5, 2007 | Jul 18, 2008 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| 336 |
| Firm change |
| Other |
| C••••••• C••••••• I••• | V••••• C•••••• A•••••••• L•• | Jun 25, 2012 | Mar 27, 2014 | 640 | Firm change after gap | Other |
| R•••••• I••••••••• | C••••••• C••••••• I••• | Jul 9, 2010 | Aug 4, 2010 | 26 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | R•••••• I••••••••• | Oct 3, 2008 | Oct 7, 2008 | 4 | Firm change | Other |
| R•••••• J•••• • A••••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jul 18, 2008 | Jul 16, 2008 | -2 | Firm change | Other |