DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••• S••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Aug 13, 2003
RAUM
$307M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$307M as of Mar 27, 2026
Mar 30, 2012$424M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)23 as of Mar 27, 2026
Mar 22, 201310 then
Private funds: no history
RAUM +2.3% over the last fiscal year-2.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• J•••••••• H••••• · Ceocontrolsince 07/2003 · owns less than 5%
- C••••••• G•••••• R•••••• · Chief Compliance Officercontrolsince 06/2015 · owns less than 5%
- R••••••••• S•••• B• · Coo And Presidentcontrolsince 07/2003 · owns less than 5%
- R••••• B••••• L••••••• · Chief Financial Officercontrolsince 08/2015 · owns less than 5%
- C••••• J•••••••• H••••• · Managing Membercontrolsince 07/2003 · owns 50% to 75% of O••••• F••••• L••
- R••••••••• S•••• B•••• · Membercontrolsince 07/2003 · owns 25% to 50% of O••••• F••••• L••
- R••••• C••••••• M••••• · Membersince 07/2011 · owns 10% to 25%
Entity owners
- O••••• F••••• L•• · Managing Memberdirect · owns 75% or more
- R•••• F••••• F•••• I••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- O••••• F••••• L••pooled vehicle sponsory
- O••••• G••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $90.9M
- O••••• L••• M••••••••• L••investment advisernRAUM $2.3B
- O••••• P••• M••••••••• L••investment advisernRAUM $71.4M
Advisers that list O••••• S••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- BD registered reps · 2 to 1Mar 27, 2025 to Mar 27, 2026
- Employees · 24 to 23Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $300M to $307MMar 27, 2025 to Mar 27, 2026
- RAUM · $300M to $307MMar 27, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $278M to $300MMar 27, 2024 to Mar 27, 2025
- RAUM · $278M to $300MMar 27, 2024 to Mar 27, 2025
- BD registered reps · 0 to 2Mar 31, 2023 to Mar 27, 2024
- Employees · 20 to 24Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $328M to $278MMar 31, 2023 to Mar 27, 2024
- RAUM · $328M to $278MMar 31, 2023 to Mar 27, 2024
- Advisory employees · 8 to 7Mar 29, 2022 to Mar 31, 2023
- Employees · 23 to 20Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $434M to $328MMar 29, 2022 to Mar 31, 2023
- RAUM · $434M to $328MMar 29, 2022 to Mar 31, 2023
- Advisory employees · 11 to 8Mar 30, 2021 to Mar 29, 2022
- Employees · 22 to 23Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $358M to $434MMar 30, 2021 to Mar 29, 2022
- RAUM · $358M to $434MMar 30, 2021 to Mar 29, 2022
- Employees · 21 to 22Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $385M to $358MMar 27, 2020 to Mar 30, 2021
- RAUM · $385M to $358MMar 27, 2020 to Mar 30, 2021
- Advisory employees · 10 to 11Mar 28, 2019 to Mar 27, 2020
- Employees · 20 to 21Mar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $467M to $385MMar 28, 2019 to Mar 27, 2020
- RAUM · $467M to $385MMar 28, 2019 to Mar 27, 2020
- Employees · 19 to 20Mar 29, 2018 to Mar 28, 2019
- Discretionary RAUM · $454M to $467MMar 29, 2018 to Mar 28, 2019
- RAUM · $454M to $467MMar 29, 2018 to Mar 28, 2019
- Business name · T••• M••••••••• L•• to O••••• S••••• M••••••••• L••Mar 27, 2018 to Mar 29, 2018
- Legal name · T••• M••••••••• L•• to O••••• S••••• M••••••••• L••Mar 27, 2018 to Mar 29, 2018
- Advisory employees · 9 to 10Mar 29, 2017 to Mar 27, 2018
- Employees · 18 to 19Mar 29, 2017 to Mar 27, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 27, 2018
- Discretionary RAUM · $612M to $454MMar 29, 2017 to Mar 27, 2018
- RAUM · $612M to $454MMar 29, 2017 to Mar 27, 2018
- Discretionary RAUM · $722M to $612MMar 29, 2016 to Mar 29, 2017
- RAUM · $722M to $612MMar 29, 2016 to Mar 29, 2017
- Advisory employees · 11 to 9Sep 17, 2015 to Mar 29, 2016
- Employees · 14 to 18Sep 17, 2015 to Mar 29, 2016
Signals
1 dated events
- O••••• S••••• M••••••••• L•• reported RAUM $454.1M, down 26% from $612.5M (2017-03-29 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/oxford-fundsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- o•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-983-5275reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026