DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Bellevue, WA | Sammamish, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 12, 2019 | n/a | yes | Bellevue, WA|Sammamish, WA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 1, 2013 | Dec 16, 2019 | no | BELLEVUE, WA|KIRKLAND, WA|KIRKLAND, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A••••••••• F•••••••• S•••••••• L•• | Dec 16, 2019 | Dec 12, 2019 | -4 | Firm change | Wirehouse to ibd |
| O••••••••• A•••• M••••••••• | O••••••••• • C•• I••• | Sep 17, 2007 | Oct 24, 2005 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:6363:WA:2019-12-13 | Dec 16, 2019 | Dec 12, 2019 | KIRKLAND, WA | Firm change |
| O••••••••• I••••••••• M••••••••• L•• | Other adviser | Dec 9, 2005 | Sep 17, 2007 | no | BELLEVUE, WA | Previous registration |
| O••••••••• A•••• M••••••••• | Bd affiliated wealth | Oct 24, 2005 | Sep 17, 2007 | no | BELLEVUE, WA | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Oct 24, 2005 | Sep 17, 2007 | no | CARMEL, IN|BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| M•••• C•••••• M••••••••• L••••• | n/a | Feb 28, 2000 | Dec 31, 2002 | no | SAMMAMISH, WA | Previous registration |
| -693 |
| Firm change after gap |
| Other |
| O••••••••• I••••••••• M••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 17, 2007 | Apr 1, 2013 | 2,023 | Firm change after gap | Other |
| O••••••••• • C•• I••• | O••••••••• I••••••••• M••••••••• L•• | Sep 17, 2007 | Dec 9, 2005 | -647 | Firm change after gap | Other |
| M•••• C•••••• M••••••••• L••••• | O••••••••• A•••• M••••••••• | Dec 31, 2002 | Oct 24, 2005 | 1,028 | Firm change after gap | Other |