RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••••• S••••••••
- T••••••••• F•••••••• A••••••• G••••• L•• independent RIA currentsince Nov 23, 2025 · Gilbert, Az
- C••••••• P•••• W••••• M••••••••• independent RIAMay 18, 2023 to Jul 31, 2025 · Toronto, On
- C••••••• P•••• W••••• M••••••••• formerNov 1, 2021 to Jul 12, 2022 · Irvine, Ca
- C••••••• P•••• W••••• M••••••••• L•• formerSep 15, 2017 to Nov 1, 2021 · Irvine, Ca
- C••••••• P•••• W••••• M••••••••• independent RIAAug 31, 2017 to Jul 12, 2022 · Vancouver, Bc
- C••••••• P•••• W••••• M••••••••• to T••••••••• F•••••••• A••••••• G••••• L••left Jul 31, 2025, registered Nov 23, 2025 (115 days) · RIA to RIA
- C••••••• P•••• W••••• M••••••••• to C••••••• P•••• W••••• M••••••••• L••left Jul 12, 2022, registered Sep 15, 2017 (-1761 days) · channel change inside one enterprise, not a move
- C••••••• P•••• W••••• M••••••••• to C••••••• P•••• W••••• M•••••••••left Jul 12, 2022, registered May 18, 2023 (310 days) · channel change inside one enterprise, not a move
- C••••••• P•••• W••••• M••••••••• L•• to C••••••• P•••• W••••• M•••••••••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · channel change inside one enterprise, not a move
- J••••••• L••••• S•••••••• left C••••••• P•••• W••••• M••••••••• for T••••••••• F•••••••• A••••••• G••••• L•• (registered 2025-11-23)Jul 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address