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T••• R••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

T••• R••••• N•••••

Advisor at C•••••• S••••• • C••• I•••

Westlake, TX | Lake Tapps, WA

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Search this name across graphsid dfx:ria:fdf944bd-6d28-c2b4-090b-ab42d2e59eac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 9, 2011	n/a	yes	Lake Tapps, WA\|Westlake, TX	Current employment
T• A••••••••• I•••	Former SEC adviser	Jul 21, 2021	Oct 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
U•• F•••••••• S••••••• I•••	C•••••• S••••• • C••• I•••	Aug 18, 2011	Sep 9, 2011

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 9, 2011 to presentfactForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2021 to Oct 14, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2009 to Aug 18, 2011factForm ADV
→ R•••••• I•••••••••

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
T••• R••••• N••••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdf944bd-6d28-c2b4-090b-ab42d2e59eac
First observed: Jan 26, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.