DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• • C••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• • C•••••• | Independent wealth | Jun 25, 2018 | n/a | yes | WESTBOROUGH, MA|WHITEWRIGHT, TX|SOUTHLAKE, TX | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 6, 2017 | Jul 6, 2018 | no | FLOWER MOUND, TX|FLOWER MOUND, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | G••••• • C•••••• | Jul 6, 2018 | Jun 25, 2018 | -11 | Firm change | Wirehouse to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Nov 30, 2017 | Apr 10, 2015 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 10, 2015 | Nov 30, 2017 | no | FORT WORTH, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 10, 2015 | Nov 30, 2017 | no | WestLake, TX | Previous registration |
| -965 |
| Channel change |
| Other |
| T• A••••••••• I••• | J••• M••••• S••••••••• L•• | Nov 30, 2017 | Dec 6, 2017 | 6 | Firm change | Other |