DFX Intelligence

H••• M•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

H••• M•••• M•••••

Advisor at S•••••• W••••• A••••••• L••

Mint Hill, NC | BEACHWOOD, OH

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Search this name across graphsid dfx:ria:fe27c8b5-d566-f588-4514-ddc09dc2b4d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A••••••• L••	Independent wealth	Sep 4, 2018	n/a	yes	BEACHWOOD, OH\|Mint Hill, NC	Current employment
S•••••••• A••••••• L••	National bd RIA	Dec 19, 2011	Feb 13, 2017	no	WOODMERE VILLAGE, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	S•••••• W••••• A••••••• L••	Feb 13, 2017	Sep 4, 2018	568	Firm change after gap	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	S•••••••• A••••••• L••	Nov 16, 2011	Dec 19, 2011

Relationships

Registered with (3)

→ S•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 19, 2011 to Feb 13, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2006 to Nov 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe27c8b5-d566-f588-4514-ddc09dc2b4d2
First observed: Feb 27, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.