DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 25, 2025 | n/a | yes | Flossmoor, IL|Austin, TX | Current employment |
| P•••••• W••••• M••••••••• L•• | State registered | Nov 3, 2021 | n/a | yes | FLOSSMOOR, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | P•••••• W••••• M••••••••• L•• | Nov 3, 2025 | Nov 3, 2021 | -1,461 | Firm change after gap | Ibd to state RIA |
| F•• S••••••••• C••••••••• | L••• S••••• A•••••••• L•• | Aug 3, 2018 | Jul 27, 2018 |
| L••• S••••• A•••••••• L•• |
| Former SEC adviser |
| Jul 27, 2018 |
| Nov 3, 2025 |
| no |
| Flossmoor, IL |
| Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | May 27, 2010 | Aug 3, 2018 | no | FLOSSMOOR, IL | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jun 21, 2006 | Dec 24, 2008 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| -7 |
| Firm change |
| Ibd to ibd |
| V•••• F•••••••• A•••••••• I••• | F•• S••••••••• C••••••••• | Dec 24, 2008 | May 27, 2010 | 519 | Firm change after gap | Other |