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Advisor at J.P. MORGAN SECURITIES LLC
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 5, 2023 | n/a | yes | SARASOTA, FL | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 8, 2023 | Jul 18, 2023 | no | PITTSBURGH, PA|Sarasota, FL | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 5, 2021 | Apr 14, 2023 | no | JACKSONVILLE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 10, 2018 | Aug 9, 2021 | no | UNION, NJ|UNION, NJ|CRANFORD, NJ|EDISON, NJ|PISCATAWAY, NJ | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 25, 2017 | Jul 26, 2018 | no | HAMILTON SQUARE, NJ | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Mar 23, 2017 | May 12, 2017 | no | Hazlet, NJ|Framingham, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 10, 2016 | Nov 8, 2016 | no | East Brunswick, NJ|EDISON, NJ|EDISON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | Jul 18, 2023 | Oct 5, 2023 | 79 | Firm change | Ibd to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | PNC WEALTH MANAGEMENT | Apr 14, 2023 | May 8, 2023 | 24 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Aug 9, 2021 | Oct 5, 2021 | 57 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 26, 2018 | Oct 10, 2018 | 76 | Firm change | Wirehouse to wirehouse |
| SANTANDER SECURITIES | J.P. MORGAN SECURITIES LLC | May 12, 2017 | May 25, 2017 | 13 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | SANTANDER SECURITIES | Nov 8, 2016 | Mar 23, 2017 | 135 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:288590:NJ:2021-07-16 | Aug 9, 2021 | Oct 5, 2021 | PISCATAWAY, NJ | Firm change |