DFX Intelligence

E••••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

E••••• J••••• M•••••••

Advisor at I••••••••• S••••• H•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe44424e-f431-2750-7b5e-04369e3ff4f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S••••• H•••••••• L••	Independent wealth	Dec 12, 2024	n/a	yes	Short Hills, NJ\|KING OF PRUSSIA, PA	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 26, 2022	Dec 23, 2024	no	Parsippany, NJ\|Short Hills, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	I••••••••• S••••• H•••••••• L••	Dec 23, 2024	Dec 12, 2024	-11	Firm change	Ibd to RIA
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Dec 31, 2022	Aug 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7344:2543:NY:2015-01-26	Jan 28, 2015	Jan 30, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: current employment
Dec 12, 2024 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2022 to Dec 23, 2024factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 30, 2015 to Dec 31, 2022factForm ADV
→ D••••••• • D••••••• L••

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe44424e-f431-2750-7b5e-04369e3ff4f8
First observed: Jul 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.