DFX Intelligence
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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Lafayette, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 30, 2017 | n/a | yes | Lafayette, IN|Lafayette, IN | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Apr 14, 2009 | Jun 6, 2017 | no | LAFAYETTE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | A••••••••• F•••••••• S•••••••• L•• | Jun 6, 2017 | May 30, 2017 | -7 | Firm change | Wirehouse to ibd |
| C•••••••• G••••• M•••••• I••• | W•••• F•••• A••••••• | Apr 27, 2009 | Apr 14, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:6363:IN:2017-06-06 | Jun 6, 2017 | May 30, 2017 | LAFAYETTE, IN | Firm change |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 15, 1998 | Apr 27, 2009 | no | LAFAYETTE, IN|LAFAYETTE, IN | Previous registration |
| -13 |
| Firm change |
| Other |