DFX Intelligence

K•••• J••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K•••• J••• D•••••••

Advisor at O•••• A•••••••

Flagstaff, AZ | FOREST CITY, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe496588-bd45-cf80-2d27-15ff782ede80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A•••••••	Independent wealth	May 29, 2025	n/a	yes	Flagstaff, AZ\|FOREST CITY, IA	Current employment
T•••• W•••••	Independent wealth	Sep 23, 2022	Aug 27, 2025	no	FLAGSTAFF, AZ\|HIGH POINT, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	O•••• A•••••••	Aug 27, 2025	May 29, 2025	-90	Firm change after gap	RIA to new firm
P•••••••• A•••••••	T•••• W•••••	Sep 19, 2022	Sep 23, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
320643:335555:NC:2025-08-27	Aug 27, 2025	May 29, 2025	HIGH POINT, NC	Firm change after gap
10111:320643:AZ:2022-09-19	Sep 19, 2022	Sep 23, 2022	FLAGSTAFF, AZ	Firm change

Relationships

Registered with (3)

→ O•••• A•••••••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Sep 23, 2022 to Aug 27, 2025factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Aug 30, 2011 to Sep 19, 2022factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe496588-bd45-cf80-2d27-15ff782ede80
First observed: Aug 30, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.