RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••• D•••••••
- O•••• A••••••• independent RIA currentsince May 29, 2025 · Flagstaff, Az
- T•••• W••••• independent RIASep 23, 2022 to Aug 27, 2025 · Flagstaff, Az
- P•••••••• A••••••• national BDAug 30, 2011 to Sep 19, 2022 · Flagstaff, Az
- T•••• W••••• to O•••• A•••••••left Aug 27, 2025, registered May 29, 2025 (-90 days) · RIA to a newly registered adviser · moved with a team
- P•••••••• A••••••• to T•••• W•••••left Sep 19, 2022, registered Sep 23, 2022 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- K•••• J••• D••••••• left T•••• W••••• for O•••• A••••••• (registered 2025-05-29)Aug 27, 2025 · Advisor changed firm · fact
- K•••• J••• D••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-23)Sep 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address