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M••• A••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M••• A••• B•••••

Advisor at A• W••••• M••••••••• L••

Topeka, KS

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Search this name across graphsid dfx:ria:fe4a0512-83bc-a635-1417-8b01d88e2f33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	May 11, 2016	n/a	yes	Topeka, KS	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Jun 18, 2012	May 4, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	May 4, 2016	May 11, 2016	7	Firm change	Other
W•••••• • R•••	G••••• F•••••••• P•••••• C••••••• I•••	Aug 2, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132070:282580:FL:2016-05-04	May 4, 2016	May 11, 2016	SARASOTA, FL	Firm change

Relationships

Registered with (3)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2016 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2012 to May 4, 2016factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 29, 2009 to Aug 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe4a0512-83bc-a635-1417-8b01d88e2f33
First observed: Sep 29, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.