← TRUSCOTT, WILLIAM, FREDERICKOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD, ownership code NA, individual
Sep 17, 2020 to Apr 25, 2024factForm ADV
← DEFAO, MICHAEL, EOwnerCHIEF LEGAL OFFICER, VICE PRESIDENT AND ASSISTANT SECRETARY, ownership code NA, individual
Oct 29, 2021 to Apr 25, 2024factForm ADV
← WALDNER, MATT, MOwnerSENIOR VICE PRESIDENT AND GLOBAL HEAD OF TRADING, ownership code NA, individual
Mar 27, 2024 to Apr 25, 2024factForm ADV
← CLARKE, MICHAEL, GERALDOwnerSENIOR VICE PRESIDENT AND NORTH AMERICA HEAD OF OPERATIONS & INVESTOR SERVICES, ownership code NA, individual
Sep 17, 2020 to Apr 25, 2024factForm ADV
← ENGELKING, BRIAN, MICHAELOwnerMEMBER, BOARD OF DIRECTORS, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 17, 2020 to Apr 25, 2024factForm ADV
← FARIA, LEE, AOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 17, 2020 to Apr 25, 2024factForm ADV
← Ray, Stanton, DeWayneOwnerVICE PRESIDENT, ownership code NA, individual
Jan 19, 2024 to Apr 25, 2024factForm ADV
← AMERIPRISE FINANCIAL, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Sep 17, 2020 to Apr 25, 2024factForm ADV
← RIVERSOURCE LIFE INSURANCE COMPANYOwnerSOLE MEMBER, ownership code E, domestic entity
Sep 17, 2020 to Apr 25, 2024factForm ADV