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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

BMO GLOBAL ASSET MANAGEMENT

BMO ASSET MANAGEMENT LIMITED, CRD 111598

LONDON

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Search this name across graphsid dfx:ria:fe5703c0-34db-9ee4-e2c6-f3a6081b1fa2

Data as of Jul 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 12
On other graphs: 0
Observed: Mar 30, 2012 to Jul 4, 2022
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $90BItem 5.F on the latest filing (2022-07-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 513
Advisory employees: 152
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 400
SEC number: 801-44724
CRD: 111598
Filings on the tape: 30
First filed: Mar 30, 2012
Latest filed: Jul 4, 2022
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMERIPRISE FINANCIAL, INC.	Shareholder	E	yes	11/2021	Jan 28, 2022	Jul 4, 2022
APFEL, BENJAMIN, NMN	ASSOCIATE GENERAL COUNSEL	Na	yes	09/2007	Jan 27, 2017	Jul 4, 2022
COLUMBIA THREADNEEDLE (EUROPE) LTD	INDIRECT SHAREHOLDER	E	yes	05/2014	Jul 4, 2022	Jul 4, 2022
COLUMBIA THREADNEEDLE AM (HOLDINGS) PLC	INDIRECT SHAREHOLDER	E	yes	10/2004	Jul 4, 2022	Jul 4, 2022
COLUMBIA THREADNEEDLE GROUP (HOLDINGS) LIMITED	INDIRECT SHAREHOLDER	E	yes	07/1989	Jul 4, 2022	Jul 4, 2022
COLUMBIA THREADNEEDLE GROUP (MANAGEMENT) LIMITED	INDIRECT SHAREHOLDER	E	yes	12/1998	Jul 4, 2022	Jul 4, 2022
COLUMBIA THREADNEEDLE HOLDINGS LIMITED	DIRECT SHAREHOLDER	E	yes	12/1998	Jul 4, 2022	Jul 4, 2022
COLUMBIA THREADNEEDLE INVESTMENTS UK INTERNATIONAL LIMITED	Shareholder	E	yes	11/2021	Nov 15, 2021	Jul 4, 2022
DOEL, PHIL, JOHN	Director	Na	yes	06/2019	Jan 28, 2020	Jul 4, 2022
PARRY, NIGEL, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	06/2013	Jun 14, 2013	Jul 4, 2022
WOODYATT, STUART, JAMES	Director	Na	yes	10/2018	Jan 29, 2019	Jul 4, 2022
LOGAN, DAVID, NMN	CHIEF EXECUTIVE OFFICER & DIRECTOR	Na	no	07/2019	Jan 28, 2021	Jul 4, 2022
McDonald, Fergus, Iain	HEAD OF FINANCE	Na	no	05/2015	Jan 29, 2018	Jul 4, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	n/a	Asset manager	$502B	N	yes	n/a
PYRFORD INTERNATIONAL LTD	n/a	Other adviser	$7.1B	N	yes	n/a
THAMES RIVER CAPITAL LLP	n/a	Former SEC adviser	$3.1B	N	yes	n/a
COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED	n/a	Former SEC adviser	$2.9B	N	yes	n/a
BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	n/a	Former SEC adviser	$1.0B	N	yes	n/a
AMERIPRISE CAPTIVE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE MULTI-MANAGER LLP	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE NETHERLANDS B.V.	n/a	n/a	n/a	N	yes	n/a
COLUMBIA THREADNEEDLE REP AM PLC	n/a	n/a	n/a	N	yes	n/a
F&C AURORA (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
F&C CLIMATE OPPORTUNITY PARTNERS (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
F&C EUROPEAN CAPITAL PARTNERS (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
F&C EUROPEAN CAPITAL PARTNERS II (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
FOSCA MANAGERS SARL	n/a	n/a	n/a	N	no	n/a
THREADNEEDLE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Edinburgh	n/a	United Kingdom	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 28, 2022	$90B	$90B	513	152	1	n/a	n/a
2020	Jan 28, 2021	$74B	$74B	544	123	1	n/a	n/a
2019	Jan 28, 2020	$37B	$37B	772	132	1	n/a	n/a
2018	Jan 29, 2019	$33B	$33B	777	144	3	n/a	n/a
2017	Jan 29, 2018	$24B	$24B	660	140	3	n/a	n/a
2016	Jan 27, 2017	$27B	$27B	650	200	n/a	n/a	n/a
2015	Jan 29, 2016	$22B	$22B	650	200	n/a	n/a	n/a
2014	Jan 27, 2015	$31B	$31B	650	200	n/a	n/a	n/a
2013	Mar 28, 2014	$32B	$32B	650	200	n/a	1	$154M
2012	Mar 26, 2013	$26B	$25B	650	200	n/a	1	$131M
2011	Mar 30, 2012	$23B	$23B	n/a	n/a	n/a	1	$110M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$90B	$74B	20.9%	$33B	39.4%	513	544	1	1

Relationships

Affiliated with (12)

← PYRFORD INTERNATIONAL LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← COLUMBIA CENT CLO ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← COLUMBIA THREADNEEDLE INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
→ PYRFORD INTERNATIONAL LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ LGM INVESTMENTSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ THAMES RIVER CAPITAL LLPRegistered adviserother investment adviser, common control
factForm ADV
→ COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITEDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← LGM INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← MONEGY, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← LGM INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← THAMES RIVER CAPITAL LLPRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (9)

← PARRY, NIGEL, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 14, 2013 to presentfactForm ADV
← AMERIPRISE FINANCIAL, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jan 28, 2022 to presentfactForm ADV
← APFEL, BENJAMIN, NMNOwnerASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Jan 27, 2017 to presentfactForm ADV
← WOODYATT, STUART, JAMESOwnerDIRECTOR, ownership code NA, individual
Jan 29, 2019 to presentfactForm ADV
← DOEL, PHIL, JOHNOwnerDIRECTOR, ownership code NA, individual
Jan 28, 2020 to presentfactForm ADV
← COLUMBIA THREADNEEDLE (EUROPE) LTDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Jul 4, 2022 to presentfactForm ADV
← COLUMBIA THREADNEEDLE AM (HOLDINGS) PLCOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Jul 4, 2022 to presentfactForm ADV
← COLUMBIA THREADNEEDLE GROUP (HOLDINGS) LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Jul 4, 2022 to presentfactForm ADV
← COLUMBIA THREADNEEDLE INVESTMENTS UK INTERNATIONAL LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 15, 2021 to presentfactForm ADV

Owns (2)

← McDonald, Fergus, IainOwnerHEAD OF FINANCE, ownership code NA, individual
Jan 29, 2018 to presentfactForm ADV
← LOGAN, DAVID, NMNOwnerCHIEF EXECUTIVE OFFICER & DIRECTOR, ownership code NA, individual
Jan 28, 2021 to presentfactForm ADV

Dated events

Occurred
Nov 15, 2021
Control person left
Cameron Hugh Moir (Director) no longer on Schedule A of Bmo Global Asset Management (listed 2021-01-28, absent 2021-11-15)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2021
Control person left
Lynne Kristi Mitchem (Group Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2021-01-28, absent 2021-11-15)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2021
Regulatory AUM changed
Bmo Global Asset Management reported RAUM $74.1B, up 103% from $36.6B (2020-01-28 to 2021-01-28)
Form ADVobserved 6 days ago
$37.5B
Occurred
Jan 28, 2020
Control person joined
Lynne Kristi Mitchem (Group Chief Executive Officer) appeared on Schedule A of Bmo Global Asset Management
Form ADVobserved 6 days ago
Occurred
Jan 28, 2020
Control person joined
John Phil Doel (Director) appeared on Schedule A of Bmo Global Asset Management
Form ADVobserved 6 days ago
Occurred
Jan 28, 2020
Control person left
Charles Richard Wilson (Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2019-01-29, absent 2020-01-28)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2020
Control person left
Frances Mandy Mannix (Chief Executive Officer) no longer on Schedule A of Bmo Global Asset Management (listed 2019-01-29, absent 2020-01-28)
Form ADVobserved 6 days ago
Occurred
Jan 29, 2019
Regulatory AUM changed
Bmo Global Asset Management reported RAUM $33.0B, up 36% from $24.3B (2018-11-01 to 2019-01-29)
Form ADVobserved 6 days ago
$8.7B
Occurred
Jan 29, 2019
Control person joined
James Stuart Woodyatt (Director) appeared on Schedule A of Bmo Global Asset Management
Form ADVobserved 6 days ago
Occurred
Jan 29, 2019
Control person joined
Cameron Hugh Moir (Director) appeared on Schedule A of Bmo Global Asset Management
Form ADVobserved 6 days ago
Occurred
Jan 29, 2019
Control person joined
Frances Mandy Mannix (Chief Executive Officer) appeared on Schedule A of Bmo Global Asset Management
Form ADVobserved 6 days ago
Occurred
Jan 29, 2019
Control person left
David Logan (Director) no longer on Schedule A of Bmo Global Asset Management (listed 2018-11-01, absent 2019-01-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe5703c0-34db-9ee4-e2c6-f3a6081b1fa2
First observed: Mar 30, 2012
Last observed: Jul 4, 2022 51 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BMO GLOBAL ASSET MANAGEMENT

BMO ASSET MANAGEMENT LIMITED, CRD 111598

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe5703c0-34db-9ee4-e2c6-f3a6081b1fa2

Data as of Jul 4, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMERIPRISE FINANCIAL, INC.

Shareholder

yes

11/2021

Jan 28, 2022

Jul 4, 2022

APFEL, BENJAMIN, NMN

ASSOCIATE GENERAL COUNSEL

yes

09/2007

Jan 27, 2017

Jul 4, 2022

COLUMBIA THREADNEEDLE (EUROPE) LTD

INDIRECT SHAREHOLDER

yes

05/2014

Jul 4, 2022

COLUMBIA THREADNEEDLE AM (HOLDINGS) PLC

INDIRECT SHAREHOLDER

yes

10/2004

Jul 4, 2022

COLUMBIA THREADNEEDLE GROUP (HOLDINGS) LIMITED

INDIRECT SHAREHOLDER

yes

07/1989

Jul 4, 2022

COLUMBIA THREADNEEDLE GROUP (MANAGEMENT) LIMITED

INDIRECT SHAREHOLDER

yes

12/1998

Jul 4, 2022

COLUMBIA THREADNEEDLE HOLDINGS LIMITED

DIRECT SHAREHOLDER

yes

12/1998

Jul 4, 2022

COLUMBIA THREADNEEDLE INVESTMENTS UK INTERNATIONAL LIMITED

Shareholder

yes

11/2021

Nov 15, 2021

Jul 4, 2022

DOEL, PHIL, JOHN

Director

yes

06/2019

Jan 28, 2020

Jul 4, 2022

PARRY, NIGEL, DAVID

CHIEF COMPLIANCE OFFICER

yes

06/2013

Jun 14, 2013

Jul 4, 2022

WOODYATT, STUART, JAMES

Director

yes

10/2018

Jan 29, 2019

Jul 4, 2022

LOGAN, DAVID, NMN

CHIEF EXECUTIVE OFFICER & DIRECTOR

07/2019

Jan 28, 2021

Jul 4, 2022

McDonald, Fergus, Iain

HEAD OF FINANCE

05/2015

Jan 29, 2018

Jul 4, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

n/a

Asset manager

$502B

yes

n/a

PYRFORD INTERNATIONAL LTD

n/a

Other adviser

$7.1B

yes

n/a

THAMES RIVER CAPITAL LLP

n/a

Former SEC adviser

$3.1B

yes

n/a

COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED

n/a

Former SEC adviser

$2.9B

yes

n/a

BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED

n/a

Former SEC adviser

$1.0B

yes

n/a

AMERIPRISE CAPTIVE INSURANCE COMPANY

n/a

yes

n/a

BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.

n/a

yes

n/a

COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED

n/a

yes

n/a

COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED

n/a

yes

n/a

COLUMBIA THREADNEEDLE LUXEMBOURG S.A.

n/a

yes

n/a

COLUMBIA THREADNEEDLE MULTI-MANAGER LLP

n/a

yes

n/a

COLUMBIA THREADNEEDLE NETHERLANDS B.V.

n/a

yes

n/a

COLUMBIA THREADNEEDLE REP AM PLC

n/a

yes

n/a

F&C AURORA (GP) LIMITED

n/a

yes

n/a

F&C CLIMATE OPPORTUNITY PARTNERS (GP) LIMITED

n/a

yes

n/a

F&C EUROPEAN CAPITAL PARTNERS (GP) LIMITED

n/a

yes

n/a

F&C EUROPEAN CAPITAL PARTNERS II (GP) LIMITED

n/a

yes

n/a

FOSCA MANAGERS SARL

n/a

THREADNEEDLE ASSET MANAGEMENT LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Edinburgh

n/a

United Kingdom

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Jan 28, 2022

$90B

513

152

n/a

2020

Jan 28, 2021

$74B

544

123

n/a

2019

Jan 28, 2020

$37B

772

132

n/a

2018

Jan 29, 2019

$33B

777

144

n/a

2017

Jan 29, 2018

$24B

660

140

n/a

2016

Jan 27, 2017

$27B

650

200

n/a

2015

Jan 29, 2016

$22B

650

200

n/a

2014

Jan 27, 2015

$31B

650

200

n/a

2013

Mar 28, 2014

$32B

650

200

n/a

$154M

2012

Mar 26, 2013

$26B

$25B

650

200

n/a

$131M

2011

Mar 30, 2012

$23B

n/a

$110M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$90B

$74B

20.9%

$33B

39.4%

513

544