DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WARREN, NJ | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 30, 2019 | n/a | yes | WARREN, NJ|PLYMOUTH, MN | Current employment |
| AEPG WEALTH STRATEGIES | Former SEC adviser | Feb 7, 2017 | Oct 2, 2019 | no | WARREN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 13, 2016 | Dec 7, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| MANAGED ACCOUNT ADVISORS LLC | Independent wealth | Jan 31, 2013 | Jul 13, 2016 | no | JERSEY CITY, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 22, 2005 | Feb 1, 2013 | no | JERSEY CITY, NJ|NEW YORK, NY|PLAINSBORO, NJ|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEPG WEALTH STRATEGIES | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 2, 2019 | Oct 30, 2019 | 28 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AEPG WEALTH STRATEGIES | Dec 7, 2016 | Feb 7, 2017 | 62 | Firm change | Other |
| MANAGED ACCOUNT ADVISORS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 13, 2016 | Jul 13, 2016 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MANAGED ACCOUNT ADVISORS LLC | Feb 1, 2013 | Jan 31, 2013 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109859:116407:NJ:2019-10-02 | Oct 2, 2019 | Oct 30, 2019 | WARREN, NJ | Firm change |