DFX Intelligence

D•••••• L••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industrynot currently registered

D•••••• L••• L••••••

Advisor at A•••• I••••••••• A•••••••• L••

DEERFIELD, IL | Monticello, GA

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Search this name across graphsid dfx:ria:fe940e4b-b2dc-1f0b-537e-6336f0ceb064

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Aug 15, 2025	n/a	yes	DEERFIELD, IL\|Monticello, GA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 20, 2023	May 10, 2024	no	Braselton, GA\|SUWANEE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	A•••• I••••••••• A•••••••• L••	May 10, 2024	Aug 15, 2025	462	Firm change after gap	Ibd to RIA
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 29, 2023	Mar 20, 2023

Relationships

Registered with (6)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 20, 2023 to May 10, 2024factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 19, 2021 to Jun 29, 2023factForm ADV
→ I•••••• A•••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 10, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe940e4b-b2dc-1f0b-537e-6336f0ceb064
First observed: Nov 7, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.