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RIA / WealthAdvisor21 years in industry

Richard Alan Maples

Advisor at MONEY CONCEPTS ADVISORY SERVICE

PALM BEACH GARDENS, FL | Fort Worth, TX

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Search this name across graphsid dfx:ria:fe9a68fa-5d71-c690-e9e4-6bab458daf1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONEY CONCEPTS ADVISORY SERVICE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Feb 17, 2015
First registration: Mar 24, 2015
Dual registered: no
Other names: ALAN MAPLES|Baby Boy Yarbrough
IAPD individual key: 6465879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Mar 17, 2025	n/a	yes	Fort Worth, TX\|PALM BEACH GARDENS, FL	Current employment
VANN EQUITY MANAGEMENT LLC	Independent wealth	Nov 22, 2021	Mar 10, 2025	no	PLANO, TX	Previous registration
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 26, 2020	Nov 12, 2021	no	Dallas, TX\|AUSTIN, TX	Previous registration
TRS ADVISORS, LLC	State registered	Feb 17, 2017	Feb 18, 2020	no	Fort Worth, TX	Previous registration
JIM POE AND ASSOCIATES INC.	Former SEC adviser	Mar 24, 2015	Feb 18, 2020	no	FT. WORTH, TX\|Seguin, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANN EQUITY MANAGEMENT LLC	MONEY CONCEPTS ADVISORY SERVICE	Mar 10, 2025	Mar 17, 2025	7	Firm change	RIA to ibd
PER STIRLING CAPITAL MANAGEMENT, LLC	VANN EQUITY MANAGEMENT LLC	Nov 12, 2021	Nov 22, 2021	10	Firm change	Other
JIM POE AND ASSOCIATES INC.	TRS ADVISORS, LLC	Feb 18, 2020	Feb 17, 2017	-1,096	Firm change after gap	Other
TRS ADVISORS, LLC	PER STIRLING CAPITAL MANAGEMENT, LLC	Feb 18, 2020	Feb 26, 2020	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151671:174239:TX:2021-11-12	Nov 12, 2021	Nov 22, 2021	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ VANN EQUITY MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 22, 2021 to Mar 10, 2025factForm ADV
→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2020 to Nov 12, 2021factForm ADV
→ JIM POE AND ASSOCIATES INC.Registered adviserregistration: previous registration
Mar 24, 2015 to Feb 18, 2020factForm ADV
→ TRS ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 17, 2017 to Feb 18, 2020factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
Richard Alan Maples left Vann Equity Management Llc for Money Concepts Advisory Service (registered 2025-03-17)
Form ADVobserved 5 days ago