DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• S••••••••• I•••
Lafayette , LA | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• S••••••••• I••• | Independent wealth | Jun 23, 2026 | n/a | yes | Lafayette , LA|FORT WORTH, TX|FORT WORTH, TX | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | Jul 1, 2026 | no | LAFAYETTE, LA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | S••••• S••••••••• I••• | Jul 1, 2026 | Jun 23, 2026 | -8 | Firm change | Ibd to RIA |
| C••••• A••••••• L•• | C••••• I••••••••• A••••••• L•• | Mar 21, 2024 | Mar 21, 2024 |
| C••••• A••••••• L•• | Former SEC adviser | Feb 18, 2014 | Mar 21, 2024 | no | GREENWOOD VILLAGE, CO|LAFAYETTE, LA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 7, 2010 | Nov 25, 2013 | no | LAFAYETTE, LA|LAFAYETTE, LA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 23, 2007 | Nov 2, 2010 | no | LAFAYETTE, LA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Dec 1, 2006 | Jul 25, 2007 | no | LAFAYETTE, LA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| L•• F•••••••• L•• | C••••• A••••••• L•• | Nov 25, 2013 | Feb 18, 2014 | 85 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | Nov 2, 2010 | Dec 7, 2010 | 35 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | V••• F•••••••• A•••••••• I••• | Jul 25, 2007 | Oct 23, 2007 | 90 | Firm change | Other |