RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C••••••• J••••••
- S••••• S••••••••• I••• independent RIA currentsince Jun 23, 2026 · Lafayette , La
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Jul 1, 2026 · Lafayette, La
- C••••• A••••••• L•• formerFeb 18, 2014 to Mar 21, 2024 · Greenwood Village, Co
- L•• F•••••••• L•• BD affiliatedDec 7, 2010 to Nov 25, 2013 · Lafayette, La
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 23, 2007 to Nov 2, 2010 · Lafayette, La
- U•• F•••••••• S••••••• I••• wirehouseDec 1, 2006 to Jul 25, 2007 · Lafayette, La
- C••••• I••••••••• A••••••• L•• to S••••• S••••••••• I•••left Jul 1, 2026, registered Jun 23, 2026 (-8 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to C••••• A••••••• L••left Nov 25, 2013, registered Feb 18, 2014 (85 days) · Other
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 2, 2010, registered Dec 7, 2010 (35 days) · Other
- U•• F•••••••• S••••••• I••• to V••• F•••••••• A•••••••• I•••left Jul 25, 2007, registered Oct 23, 2007 (90 days) · Other
- J•••••• C••••••• J•••••• left C••••• I••••••••• A••••••• L•• for S••••• S••••••••• I••• (registered 2026-06-23)Jul 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address