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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

JOSEPH FRANCIS O'LOUGHLIN

Advisor at INTEGRATED WEALTH CONCEPTS LLC

WALTHAM, MA

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Search this name across graphsid dfx:ria:feb25728-bea8-1b51-8b57-4a2226c002e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 5, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 29, 1986
First registration: Sep 5, 1997
Dual registered: yes, broker-dealer
Other names: JOE OLOUGHLIN|JOSEPH FRANCIS OLOUGHLIN
IAPD individual key: 1317090

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Dec 15, 2017	n/a	yes	WALTHAM, MA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 22, 2013	Dec 19, 2017	no	BOSTON, MA\|MELVILLE, NY\|BOSTON, MA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 14, 2009	Feb 25, 2013	no	BOSTON, MA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Apr 17, 2008	Sep 29, 2009	no	BOSTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 1997	Nov 25, 2003	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	INTEGRATED WEALTH CONCEPTS LLC	Dec 19, 2017	Dec 15, 2017	-4	Firm change	Other
OPPENHEIMER & CO. INC.	WELLS FARGO ADVISORS	Feb 25, 2013	Feb 22, 2013	-3	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	OPPENHEIMER & CO. INC.	Sep 29, 2009	Sep 14, 2009	-15	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CREDIT SUISSE SECURITIES (USA) LLC	Nov 25, 2003	Apr 17, 2008	1,605	Firm change after gap	Other

Relationships

Registered with (5)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Dec 15, 2017 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 22, 2013 to Dec 19, 2017factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Sep 14, 2009 to Feb 25, 2013factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Apr 17, 2008 to Sep 29, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 1997 to Nov 25, 2003factForm ADV

Dated events

No dated event names this entity yet.