DFX Intelligence

Data Factory

RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

DAYBRIGHT ADVISORY SERVICES, INC.

CRD 133795

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:febb1807-fb3a-4a26-b323-4742742bb450

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 19
On other graphs: 1
Observed: Apr 10, 2015 to Mar 27, 2026
51 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Daybright Advisory Services, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $997MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $742M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $49.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 8
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 696
Custody, client assets: $997M
SEC number: 801-93173
CRD: 133795
Filings on the tape: 51
First filed: Apr 10, 2015
Latest filed: Mar 27, 2026
Organised: Corporation, DE
Website: ingham.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RONALD JAY FISHMAN	n/a	MIAMI, FL \| Farmington, CT \| FARMINGTON, CT	18	33	1	no
SCOTT MATTHEW CLOUD	n/a	DAYTON, OH	11	19	n/a	no
JONATHAN MICHAEL ROLLINS	n/a	Irving, TX \| MIAMI, FL	7	16	2	no
JEFFREY MICHAEL PANGARO	n/a	MIAMI, FL \| farmington, CT \| CHESHIRE, CT \| Farmington, CT	5	17	3	no
Ashley W Rendon	n/a	FARMINGTON, CT \| MIAMI, FL \| McAllen, TX	4	10	1	no
Derek James Ivey	n/a	FARMINGTON, CT \| MIAMI, FL \| West Henrietta, NY \| CHESHIRE, CT \| WEST HENRIETTA, NY	3	13	n/a	no
GARY LEE SIMON	n/a	FORT THOMAS, KY \| MIAMI, FL	1	11	n/a	no
Joshua Craig Strause	n/a	Little Rock, AR \| MIAMI, FL	1	20	n/a	no
CORY VANCE LAMPSHIRE	n/a	MIAMI, FL \| Arvada, CO	1	13	n/a	no
THEODORE WILLIAM MCCRIGHT	n/a	MIAMI, FL \| Denver, CO	0	26	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
hale, patrick, william	President	Na	yes	01/2018	Apr 2, 2019	Mar 28, 2024
Hancock Brown, Melanie, Joy	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 31, 2023	Mar 28, 2024
KUSRP ACQUISITION, INC.	Shareholder	E	yes	03/2018	Jun 14, 2018	Mar 28, 2024
KUSRP HOLDINGS, INC.	Shareholder	E	yes	03/2018	Jun 14, 2018	Mar 28, 2024
KUSRP INTERMEDIATE, INC.	Shareholder	E	yes	03/2018	Jul 7, 2023	Mar 28, 2024
Pierre, Jacques	SENIOR VICE PRESIDENT & SECRETARY	Na	yes	03/2023	Mar 31, 2023	Mar 28, 2024
POLING, JEFFREY, F.	DIRECTOR OF WEALTH ADVISORY SERVICES	Na	yes	01/2017	Mar 28, 2018	Mar 28, 2024
RIORDAN, MATTHEW, GERARD	CHIEF FINANCIAL OFFICER	Na	yes	11/2016	Jul 28, 2017	Mar 28, 2024
SCHNEIDER, MEGAN, E	CHAIRMAN & TREASURER	Na	yes	03/2023	Mar 31, 2023	Mar 28, 2024
THE RETIREMENT PLAN COMPANY LLC	Shareholder	E	yes	01/2016	Dec 4, 2015	Mar 28, 2024
TVG-KUSRP AGGREGATOR, LP	LIMITED PARTNER	D	yes	06/2023	Jul 7, 2023	Mar 28, 2024
TVG-KUSRP HOLDINGS GP, LLC	GENERAL PARTNER	F	yes	06/2023	Jul 7, 2023	Mar 28, 2024
TVG-KUSRP HOLDINGS GP, LLC	GENERAL PARTNER	F	yes	06/2023	Jul 7, 2023	Mar 28, 2024
TVG-KUSRP HOLDINGS, LP	Shareholder	E	yes	06/2023	Jul 7, 2023	Mar 28, 2024
U.S. RETIREMENT PARTNERS, INC.	Member	E	yes	04/2016	May 2, 2016	Mar 28, 2024
USRP HOLDINGS, INC.	Shareholder	E	yes	03/2018	Jun 14, 2018	Mar 28, 2024
VISTRIA FUND V (FT), LP	LIMITED PARTNER	C	yes	06/2023	Jul 7, 2023	Mar 28, 2024
VISTRIA FUND V, LP	LIMITED PARTNER	D	yes	06/2023	Jul 7, 2023	Mar 28, 2024
VISTRIA GP V, LP	GENERAL PARTNER	F	yes	06/2023	Jul 7, 2023	Mar 28, 2024
VISTRIA GP V, LP	GENERAL PARTNER	F	yes	06/2023	Jul 7, 2023	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INGHAM RUSSELL INVESTMENT ADVISORS INC	n/a	Mixed wealth	$2.6B	N	yes	n/a
PASI INVESTMENTS, LLC	n/a	Mixed wealth	$676M	N	yes	n/a
MIDAMERICA SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
USRP EQUITIES, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dayton	Oh	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$997M	$742M	10	8	11	n/a	n/a
2024	Mar 27, 2025	$1.1B	$811M	10	8	2	n/a	n/a
2023	Mar 28, 2024	$899M	$691M	13	11	2	n/a	n/a
2022	Mar 31, 2023	$702M	$515M	8	6	2	n/a	n/a
2021	Mar 21, 2022	$662M	$477M	8	4	3	n/a	n/a
2020	Feb 22, 2021	$524M	$346M	8	4	3	n/a	n/a
2019	Mar 26, 2020	$439M	$171M	10	4	3	n/a	n/a
2018	Apr 2, 2019	$316M	$87.5M	6	5	3	n/a	n/a
2017	Mar 28, 2018	$320M	$73.8M	6	5	3	n/a	n/a
2016	Mar 30, 2017	$232M	$86.4M	9	5	n/a	n/a	n/a
2015	Mar 29, 2016	$189M	$77.0M	9	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$997M	$1.1B	-5.0%	$702M	12.4%	10	10	11	2

Relationships

Affiliated with (4)

→ INGHAM RETIREMENT GROUPRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ PASI INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INGHAM RETIREMENT GROUPRegistered adviserother investment adviser, control, common control
factForm ADV
← PASI INVESTMENTS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (22)

← THEODORE WILLIAM MCCRIGHTAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← LAURA ESMERALDA GUTIERREZ-MENDEZAdvisorregistration: current employment
Aug 14, 2025 to presentfactForm ADV
← MARC JEFFREY EICHBERGAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← CORY VANCE LAMPSHIREAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← Eric Alexander TavaresAdvisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← HEIDI LEE MILLERAdvisorregistration: current employment
Aug 4, 2025 to presentfactForm ADV
← EMMANUELLE MELISSA BanaszakAdvisorregistration: current employment
Jul 22, 2025 to presentfactForm ADV
← NEETA BALANIAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← STEPHEN CURTIS COOMBSAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← RONALD JAY FISHMANAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← JEFFREY MICHAEL PANGAROAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Ashley W RendonAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Derek James IveyAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← Joshua Craig StrauseAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← GARY LEE SIMONAdvisorregistration: current employment
Dec 9, 2024 to presentfactForm ADV
← TODD JAY LEVYAdvisorregistration: current employment
May 6, 2024 to presentfactForm ADV
← Marlon SuarezAdvisorregistration: current employment
Jul 14, 2022 to presentfactForm ADV
← JONATHAN MICHAEL ROLLINSAdvisorregistration: current employment
Feb 20, 2019 to presentfactForm ADV
← JEFFREY F. POLINGAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← SCOTT MATTHEW CLOUDAdvisorregistration: current employment
Sep 4, 2015 to presentfactForm ADV
← Suzan Michelle HallAdvisorregistration: previous registration
May 30, 2024 to Nov 19, 2024factForm ADV
← Daniel Tyler SmithAdvisorregistration: previous registration
Aug 14, 2020 to Jan 4, 2024factForm ADV

Controls (17)

← RIORDAN, MATTHEW, GERARDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 28, 2017 to Mar 28, 2024factForm ADV
← POLING, JEFFREY, F.OwnerDIRECTOR OF WEALTH ADVISORY SERVICES, ownership code NA, individual
Mar 28, 2018 to Mar 28, 2024factForm ADV
← hale, patrick, williamOwnerPRESIDENT, ownership code NA, individual
Apr 2, 2019 to Mar 28, 2024factForm ADV
← Hancock Brown, Melanie, JoyOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← SCHNEIDER, MEGAN, EOwnerCHAIRMAN & TREASURER, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← Pierre, JacquesOwnerSENIOR VICE PRESIDENT & SECRETARY, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← KUSRP ACQUISITION, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jun 14, 2018 to Mar 28, 2024factForm ADV
← KUSRP HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jun 14, 2018 to Mar 28, 2024factForm ADV
← KUSRP INTERMEDIATE, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV
← THE RETIREMENT PLAN COMPANY LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 4, 2015 to Mar 28, 2024factForm ADV
← TVG-KUSRP AGGREGATOR, LPOwnerLIMITED PARTNER, ownership code D, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV
← TVG-KUSRP HOLDINGS GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV
← TVG-KUSRP HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV
← U.S. RETIREMENT PARTNERS, INC.OwnerMEMBER, ownership code E, domestic entity
May 2, 2016 to Mar 28, 2024factForm ADV
← USRP HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jun 14, 2018 to Mar 28, 2024factForm ADV
← VISTRIA FUND V (FT), LPOwnerLIMITED PARTNER, ownership code C, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV
← VISTRIA GP V, LPOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 7, 2023 to Mar 28, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2026
Regulatory AUM changed
Daybright Advisory Services, Inc. reported RAUM $997.4M, down 76% from $4.2B (2026-01-30 to 2026-03-27)
Form ADVobserved 4 days ago
$-3.2B
Occurred
Mar 27, 2026
Advisor headcount changed
Daybright Advisory Services, Inc. reported 8 state-registered advisory representatives, down from 21 (2026-01-30 to 2026-03-27)
Form ADVobserved 4 days ago
-13 IARS
Occurred
Aug 5, 2025
Regulatory AUM changed
Daybright Advisory Services, Inc. reported RAUM $4.2B, up 301% from $1.1B (2025-06-01 to 2025-08-05)
Form ADVobserved 4 days ago
$3.2B
Occurred
Nov 19, 2024
Advisor changed firm
Suzan Michelle Hall left Daybright Advisory Services, Inc. for Hall Financial Wellness (registered 2025-02-11)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Daybright Advisory Services, Inc. reported RAUM $899.2M, up 28% from $701.9M (2023-09-08 to 2024-03-28)
Form ADVobserved 4 days ago
$197M
Occurred
Jan 4, 2024
Advisor changed firm
Daniel Tyler Smith left Daybright Advisory Services, Inc. for Russell Investments (registered 2023-11-03)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
E Megan Schneider (Chairman & Treasurer) appeared on Schedule A of Daybright Advisory Services, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Jacques Pierre (Senior Vice President & Secretary) appeared on Schedule A of Daybright Advisory Services, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Joy Melanie Hancock Brown (Chief Compliance Officer) appeared on Schedule A of Daybright Advisory Services, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Mccutcheon Mark Skinner (Chairman) no longer on Schedule A of Daybright Advisory Services, Inc. (listed 2023-03-09, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person left
Ann Patricia Bowker (Chief Financial Officer) no longer on Schedule A of Daybright Advisory Services, Inc. (listed 2023-03-09, absent 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2022
Regulatory AUM changed
Daybright Advisory Services, Inc. reported RAUM $661.8M, up 26% from $523.8M (2021-09-20 to 2022-03-21)
Form ADVobserved 4 days ago
$138M
Occurred
Mar 26, 2020
Regulatory AUM changed
Daybright Advisory Services, Inc. reported RAUM $438.7M, up 39% from $316.1M (2020-01-17 to 2020-03-26)
Form ADVobserved 4 days ago
$123M
Occurred
Apr 2, 2019
Control person joined
Ann Patricia Bowker (Chief Financial Officer) appeared on Schedule A of Daybright Advisory Services, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 2, 2019
Control person joined
William Patrick Hale (President) appeared on Schedule A of Daybright Advisory Services, Inc.
Form ADVobserved 4 days ago
Occurred
Jul 28, 2017
Succession filed (Item 4)
Trpc Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2015
First Form ADV filing
The Retirement Plan Company, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Aug 5, 2025
Daybright Advisory Services, Inc. reported 11 offices beyond its principal office, up from 2 (2025-06-01 to 2025-08-05)
Occurred
Aug 5, 2025
Daybright Advisory Services, Inc. reported 21 state-registered advisory representatives, up from 8 (2025-06-01 to 2025-08-05)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:febb1807-fb3a-4a26-b323-4742742bb450
First observed: Apr 10, 2015
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAYBRIGHT ADVISORY SERVICES, INC.

CRD 133795

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:febb1807-fb3a-4a26-b323-4742742bb450

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RONALD JAY FISHMAN

n/a

MIAMI, FL | Farmington, CT | FARMINGTON, CT

SCOTT MATTHEW CLOUD

n/a

DAYTON, OH

n/a

JONATHAN MICHAEL ROLLINS

n/a

Irving, TX | MIAMI, FL

JEFFREY MICHAEL PANGARO

n/a

MIAMI, FL | farmington, CT | CHESHIRE, CT | Farmington, CT

Ashley W Rendon

n/a

FARMINGTON, CT | MIAMI, FL | McAllen, TX

Derek James Ivey

n/a

FARMINGTON, CT | MIAMI, FL | West Henrietta, NY | CHESHIRE, CT | WEST HENRIETTA, NY

n/a

GARY LEE SIMON

n/a

FORT THOMAS, KY | MIAMI, FL

n/a

Joshua Craig Strause

n/a

Little Rock, AR | MIAMI, FL

n/a

CORY VANCE LAMPSHIRE

n/a

MIAMI, FL | Arvada, CO

n/a

THEODORE WILLIAM MCCRIGHT

n/a

MIAMI, FL | Denver, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

hale, patrick, william

President

yes

01/2018

Apr 2, 2019

Mar 28, 2024

Hancock Brown, Melanie, Joy

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 31, 2023

Mar 28, 2024

KUSRP ACQUISITION, INC.

Shareholder

yes

03/2018

Jun 14, 2018

Mar 28, 2024

KUSRP HOLDINGS, INC.

Shareholder

yes

03/2018

Jun 14, 2018

Mar 28, 2024

KUSRP INTERMEDIATE, INC.

Shareholder

yes

03/2018

Jul 7, 2023

Mar 28, 2024

Pierre, Jacques

SENIOR VICE PRESIDENT & SECRETARY

yes

03/2023

Mar 31, 2023

Mar 28, 2024

POLING, JEFFREY, F.

DIRECTOR OF WEALTH ADVISORY SERVICES

yes

01/2017

Mar 28, 2018

Mar 28, 2024

RIORDAN, MATTHEW, GERARD

CHIEF FINANCIAL OFFICER

yes

11/2016

Jul 28, 2017

Mar 28, 2024

SCHNEIDER, MEGAN, E

CHAIRMAN & TREASURER

yes

03/2023

Mar 31, 2023

Mar 28, 2024

THE RETIREMENT PLAN COMPANY LLC

Shareholder

yes

01/2016

Dec 4, 2015

Mar 28, 2024

TVG-KUSRP AGGREGATOR, LP

LIMITED PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

TVG-KUSRP HOLDINGS GP, LLC

GENERAL PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

TVG-KUSRP HOLDINGS GP, LLC

GENERAL PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

TVG-KUSRP HOLDINGS, LP

Shareholder

yes

06/2023

Jul 7, 2023

Mar 28, 2024

U.S. RETIREMENT PARTNERS, INC.

Member

yes

04/2016

May 2, 2016

Mar 28, 2024

USRP HOLDINGS, INC.

Shareholder

yes

03/2018

Jun 14, 2018

Mar 28, 2024

VISTRIA FUND V (FT), LP

LIMITED PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

VISTRIA FUND V, LP

LIMITED PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

VISTRIA GP V, LP

GENERAL PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

VISTRIA GP V, LP

GENERAL PARTNER

yes

06/2023

Jul 7, 2023

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INGHAM RUSSELL INVESTMENT ADVISORS INC

n/a

Mixed wealth

$2.6B

yes

n/a

PASI INVESTMENTS, LLC

n/a

Mixed wealth

$676M

yes

n/a

MIDAMERICA SECURITIES, LLC

n/a

yes

n/a

USRP EQUITIES, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Dayton

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$997M

$742M

n/a

2024

Mar 27, 2025

$1.1B

$811M

n/a

2023

Mar 28, 2024

$899M

$691M

n/a

2022

Mar 31, 2023

$702M

$515M

n/a

2021

Mar 21, 2022

$662M

$477M

n/a

2020

Feb 22, 2021

$524M

$346M

n/a

2019

Mar 26, 2020

$439M

$171M

n/a

2018

Apr 2, 2019

$316M

$87.5M

n/a

2017

Mar 28, 2018

$320M

$73.8M

n/a

2016

Mar 30, 2017

$232M

$86.4M

n/a

2015

Mar 29, 2016

$189M

$77.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$997M

$1.1B

-5.0%

$702M

12.4%