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N•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

N•••• B•••••

Advisor at I••••• R••••••••• G••••

MIAMI, FL | Miami, FL

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Search this name across graphsid dfx:ria:a188a5c9-d06d-9440-231c-9b78b0fd8b4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• R••••••••• G••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• I•••	Institutional manager	Jul 15, 2025	n/a	yes	Miami, FL\|MIAMI, FL	Current employment
I••••• R••••••••• G••••	Mixed wealth	Apr 29, 2019	n/a	yes	MIAMI, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•• C•••• H••••••• L••	I••••• R••••••••• G••••	Feb 27, 2019	Apr 29, 2019	61	Firm change	Other
1•• D••••••• B••••••••• I•••	S•• C•••• H••••••• L••	May 17, 2010

Relationships

Registered with (4)

→ D•••••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ I••••• R••••••••• G••••Registered adviserregistration: current employment
Apr 29, 2019 to presentfactForm ADV
→ S•• C•••• H••••••• L••Registered adviserregistration: previous registration
Jun 3, 2015 to Feb 27, 2019factForm ADV
→ 1•• D••••••• B••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a188a5c9-d06d-9440-231c-9b78b0fd8b4b
First observed: Sep 23, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.