DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Daybright Advisory Services, Inc.
Latest filing Mar 27, 2026
First filing on the tape Apr 10, 2015 · 51 filings
SEC status approved since Apr 16, 2015
RAUM
$997M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$49.9M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$997M as of Mar 27, 2026
Mar 29, 2016$189M then
HNW client RAUM$559M as of Jan 30, 2026
Aug 5, 2025$559M then
State-registered IARs (5.B.3)8 as of Mar 27, 2026
Mar 29, 20163 then
Employees (5.A)10 as of Mar 27, 2026
Mar 29, 20169 then
Private funds: no history
RAUM -5.0% over the last fiscal year+12% a year over threeIARs 8 to 8offices 2 to 11
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $49.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 1.7derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consulting, educational seminarsreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$997M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 696reported
- Charitable clients
- n/areported
- Accounts
- 696reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ronald Jay Fishman | Miami, Fl | Jan 16, 2008 | 33 y | 1 |
| Scott Matthew Cloud | Dayton, Oh | Sep 4, 2015 | 19 y | 0 |
| Jonathan Michael Rollins | Irving, Tx | Feb 20, 2019 | 16 y | 2 |
| Jeffrey Michael Pangaro | Miami, Fl | Aug 5, 2021 | 17 y | 3 |
| Ashley W Rendon | Farmington, Ct | Mar 7, 2022 | 10 y | 1 |
| Derek James Ivey | Farmington, Ct | Mar 7, 2023 | 13 y | 0 |
| Gary Lee Simon | Fort Thomas, Ky | Dec 9, 2024 | 11 y | 0 |
| Joshua Craig Strause | Little Rock, Ar | Jun 13, 2025 | 20 y | 0 |
| Cory Vance Lampshire | Miami, Fl | Aug 11, 2025 | 13 y | 0 |
| Theodore William Mccright | Miami, Fl | Mar 2, 2026 | 26 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Suzan Michelle Hall to Hall Financial WellnessNov 19, 2024 · Other
- Daniel Tyler Smith to Russell InvestmentsJan 4, 2024 · Other
Joined, latest
- Theodore William Mccright from Fidelity Personal And Workplace AdvisorsMar 2, 2026 · Other
- Suzan Michelle Hall from Edward JonesMay 14, 2021 · Other
- Daniel Tyler Smith from Redtree Investment GroupAug 14, 2020 · Other
- Jonathan Michael Rollins from First Command Advisory ServicesFeb 20, 2019 · Other
- Jeffrey F. Poling from Concourse Financial Group AdvisorsAug 16, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Patrick Hale · Presidentcontrolsince 01/2018 · owns less than 5%
- Joy Melanie Hancock Brown · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- Jacques Pierre · Senior Vice President & Secretarycontrolsince 03/2023 · owns less than 5%
- F. Jeffrey Poling · Director Of Wealth Advisory Servicescontrolsince 01/2017 · owns less than 5%
- Gerard Matthew Riordan · Chief Financial Officercontrolsince 11/2016 · owns less than 5%
- E Megan Schneider · Chairman & Treasurercontrolsince 03/2023 · owns less than 5%
Entity owners
- The Retirement Plan Company LLC · Shareholderdirect · owns 75% or more
- Kusrp Acquisition, Inc. · Shareholderindirect · owns 75% or more of Usrp Holdings, Inc.
- Kusrp Holdings, Inc. · Shareholderindirect · owns 75% or more of Kusrp Intermediate, Inc.
- Kusrp Intermediate, Inc. · Shareholderindirect · owns 75% or more of Kusrp Acquisition, Inc.
- Tvg-Kusrp Aggregator, LP · Limited Partnerindirect · owns 50% to 75% of Tvg-Kusrp Holdings, LP
- Tvg-Kusrp Holdings Gp, LLC · General Partnerindirect · owns F of Tvg-Kusrp Aggregator, LP
- Tvg-Kusrp Holdings Gp, LLC · General Partnerindirect · owns F of Tvg-Kusrp Holdings, LP
- Tvg-Kusrp Holdings, LP · Shareholderindirect · owns 75% or more of Kusrp Holdings, Inc.
- U.S. Retirement Partners, Inc. · Memberindirect · owns 75% or more of The Retirement Plan Company LLC
- Usrp Holdings, Inc. · Shareholderindirect · owns 75% or more of U.S. Retirement Partners, Inc.
- Vistria Fund V (Ft), LP · Limited Partnerindirect · owns 25% to 50% of Tvg-Kusrp Aggregator, LP
- Vistria Fund V, LP · Limited Partnerindirect · owns 50% to 75% of Tvg-Kusrp Aggregator, LP
- Vistria Gp V, LP · General Partnerindirect · owns F of Vistria Fund V (Ft), LP
- Vistria Gp V, LP · General Partnerindirect · owns F of Vistria Fund V, LP
Related persons
Schedule D 7.A
- Ingham Retirement Groupinvestment adviserLP sponsorreal estatenRAUM $2.6B
- Midamerica Securities, LLCbroker-dealern
- Pasi Investments, LLCinvestment advisernRAUM $676M
- Usrp Equities, LLCbroker-dealerbankpooled vehicle sponsorLP sponsorreal estatey
Advisers that list Daybright Advisory Services, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 18 | 1 | 0 | ||
| Farmington, Ct | 2 | 0 | 0 | ||
| Brentwood, Tn | 1 | 0 | 0 | ||
| Huntington Beach, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dayton, OH1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026financial planning (Item 5.G.1): yes on the filing of 2026-01-30, no on the filing of 2026-03-27peers: institutional managers, $500M to $1B (71)
- business activity changedChange between filings · filing Mar 27, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2026-01-30, no on the filing of 2026-03-27peers: institutional managers, $500M to $1B (71)
What changed
consecutive filings, newest first
- Accounts · 2,170 to 696Jan 30, 2026 to Mar 27, 2026
- Advisory employees · 21 to 8Jan 30, 2026 to Mar 27, 2026
- Advisory activities · 6 to 2Jan 30, 2026 to Mar 27, 2026
- HNW clients · 271.0 to unsetJan 30, 2026 to Mar 27, 2026
- Individual clients · 788.0 to unsetJan 30, 2026 to Mar 27, 2026
- Pension plan clients · 1,103 to 696Jan 30, 2026 to Mar 27, 2026
- Assets in custody · $2.5B to $997MJan 30, 2026 to Mar 27, 2026
- Employees · 26 to 10Jan 30, 2026 to Mar 27, 2026
- Financial planning clients · 26-50 to 0Jan 30, 2026 to Mar 27, 2026
- State-registered IARs · 21 to 8Jan 30, 2026 to Mar 27, 2026
- Discretionary RAUM · $2.3B to $742MJan 30, 2026 to Mar 27, 2026
- HNW RAUM · 558640200.0 to unsetJan 30, 2026 to Mar 27, 2026
- Individual RAUM · 162847045.0 to unsetJan 30, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $2.0B to $255MJan 30, 2026 to Mar 27, 2026
- Pension RAUM · $3.5B to $997MJan 30, 2026 to Mar 27, 2026
- RAUM · $4.2B to $997MJan 30, 2026 to Mar 27, 2026
- Related adviser · false to trueJan 30, 2026 to Mar 27, 2026
- Accounts · 632 to 2,170Jun 1, 2025 to Aug 5, 2025
- Advisory employees · 8 to 21Jun 1, 2025 to Aug 5, 2025
- Advisory activities · 2 to 6Jun 1, 2025 to Aug 5, 2025
- Business name · TRPC ADVISORY SERVICES to DAYBRIGHT ADVISORY SERVICES, INC.Jun 1, 2025 to Aug 5, 2025
- HNW clients · unset to 271.0Jun 1, 2025 to Aug 5, 2025
- Individual clients · unset to 788.0Jun 1, 2025 to Aug 5, 2025
- Pension plan clients · 632 to 1,103Jun 1, 2025 to Aug 5, 2025
- Assets in custody · $1.1B to $2.5BJun 1, 2025 to Aug 5, 2025
- Employees · 10 to 26Jun 1, 2025 to Aug 5, 2025
- Financial planning clients · to 26-50Jun 1, 2025 to Aug 5, 2025
- HQ city · NASHVILLE to MIAMIJun 1, 2025 to Aug 5, 2025
- HQ state · TN to FLJun 1, 2025 to Aug 5, 2025
- State-registered IARs · 8 to 21Jun 1, 2025 to Aug 5, 2025
- Legal name · TRPC ADVISORY SERVICES, INC. to DAYBRIGHT ADVISORY SERVICES, INC.Jun 1, 2025 to Aug 5, 2025
- Other offices · 2 to 11Jun 1, 2025 to Aug 5, 2025
- Discretionary RAUM · $811M to $2.3BJun 1, 2025 to Aug 5, 2025
- HNW RAUM · unset to 558640200.0Jun 1, 2025 to Aug 5, 2025
- Individual RAUM · unset to 162847045.0Jun 1, 2025 to Aug 5, 2025
- Non-discretionary RAUM · $239M to $2.0BJun 1, 2025 to Aug 5, 2025
- Pension RAUM · $1.1B to $3.5BJun 1, 2025 to Aug 5, 2025
- RAUM · $1.1B to $4.2BJun 1, 2025 to Aug 5, 2025
- Related adviser · true to falseJun 1, 2025 to Aug 5, 2025
- Related bank · true to falseJun 1, 2025 to Aug 5, 2025
Signals
19 dated events
- Daybright Advisory Services, Inc. reported RAUM $997.4M, down 76% from $4.2B (2026-01-30 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Daybright Advisory Services, Inc. reported 8 state-registered advisory representatives, down from 21 (2026-01-30 to 2026-03-27)Mar 27, 2026 · Advisor headcount change · derived
- Daybright Advisory Services, Inc. reported 11 offices beyond its principal office, up from 2 (2025-06-01 to 2025-08-05)Aug 5, 2025 · Office count change · derived
- Daybright Advisory Services, Inc. reported RAUM $4.2B, up 301% from $1.1B (2025-06-01 to 2025-08-05)Aug 5, 2025 · RAUM change · derived
- Daybright Advisory Services, Inc. reported 21 state-registered advisory representatives, up from 8 (2025-06-01 to 2025-08-05)Aug 5, 2025 · Advisor headcount change · derived
- Suzan Michelle Hall left Daybright Advisory Services, Inc. for Hall Financial Wellness (registered 2025-02-11)Nov 19, 2024 · Advisor changed firm · fact
- Daybright Advisory Services, Inc. reported RAUM $899.2M, up 28% from $701.9M (2023-09-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Daniel Tyler Smith left Daybright Advisory Services, Inc. for Russell Investments (registered 2023-11-03)Jan 4, 2024 · Advisor changed firm · fact
- E Megan Schneider (Chairman & Treasurer) appeared on Schedule A of Daybright Advisory Services, Inc.Mar 31, 2023 · Control person joined · fact
- Jacques Pierre (Senior Vice President & Secretary) appeared on Schedule A of Daybright Advisory Services, Inc.Mar 31, 2023 · Control person joined · fact
- Joy Melanie Hancock Brown (Chief Compliance Officer) appeared on Schedule A of Daybright Advisory Services, Inc.Mar 31, 2023 · Control person joined · fact
- Mccutcheon Mark Skinner (Chairman) no longer on Schedule A of Daybright Advisory Services, Inc. (listed 2023-03-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Ann Patricia Bowker (Chief Financial Officer) no longer on Schedule A of Daybright Advisory Services, Inc. (listed 2023-03-09, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Daybright Advisory Services, Inc. reported RAUM $661.8M, up 26% from $523.8M (2021-09-20 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- Daybright Advisory Services, Inc. reported RAUM $438.7M, up 39% from $316.1M (2020-01-17 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Ann Patricia Bowker (Chief Financial Officer) appeared on Schedule A of Daybright Advisory Services, Inc.Apr 2, 2019 · Control person joined · fact
- William Patrick Hale (President) appeared on Schedule A of Daybright Advisory Services, Inc.Apr 2, 2019 · Control person joined · fact
- Trpc Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 28, 2017 · Succession (Item 4) · fact
- The Retirement Plan Company, Llc filed its initial SEC registration (Form ADV)Apr 10, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- daybright.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-671-2200reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026