DFX Intelligence

E•••• A•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)36 years in industry

E•••• A•••••• L••••

Advisor at C••••• I••••••••• A••••••• L••

Altamonte Springs, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 17, 2025	n/a	yes	Altamonte Springs, FL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Dec 26, 2018	Feb 21, 2025	no	ALTAMONTE SPRINGS, FL\|Birmingham, AL\|Altamonte Springs, FL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	C••••• I••••••••• A••••••• L••	Feb 21, 2025	Feb 17, 2025	-4	Bulk transfer	Ibd to ibd
O•••• F•• I•••	C•••••••• F•••••••• G•••• A•••••••	Dec 27, 2018	Dec 26, 2018

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 17, 2025 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Dec 26, 2018 to Feb 21, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 3, 2014 to Dec 27, 2018factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 8, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.