RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• A•••••• L••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 17, 2025 · Altamonte Springs, Fl
- C•••••••• F•••••••• G•••• A••••••• formerDec 26, 2018 to Feb 21, 2025 · Altamonte Springs, Fl
- O•••• F•• I••• formerMar 3, 2014 to Dec 27, 2018 · Longwood, Fl
- O•••• F•• I••• formerMay 15, 2013 to Mar 26, 2014 · Orlando, Fl
- M•••••• independent RIAAug 6, 2012 to May 6, 2013 · Overland Park,, Ks
- N•• E•••••• S••••••••• C••••••••• formerJul 3, 2012 to May 7, 2013 · Boston, Ma
- H•••••• T••••••• • K•••• L•• independent RIAJun 21, 2004 to Jun 30, 2011 · Apopka, Fl
- 1•• G••••• A••••••• I•• formerJun 8, 2001 to Jul 12, 2004 · Apopka, Fl
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 21, 2025, registered Feb 17, 2025 (-4 days) · corporate re-registration, not a move
- O•••• F•• I••• to C•••••••• F•••••••• G•••• A•••••••left Dec 27, 2018, registered Dec 26, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to O•••• F•• I•••left Mar 26, 2014, registered Mar 3, 2014 (-23 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M••••••left May 7, 2013, registered Aug 6, 2012 (-274 days) · Other
- M•••••• to O•••• F•• I•••left May 6, 2013, registered May 15, 2013 (9 days) · Other
- H•••••• T••••••• • K•••• L•• to N•• E•••••• S••••••••• C•••••••••left Jun 30, 2011, registered Jul 3, 2012 (369 days) · Other
- 1•• G••••• A••••••• I•• to H•••••• T••••••• • K•••• L••left Jul 12, 2004, registered Jun 21, 2004 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address