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RIA / WealthAdvisor40 years in industry

DAVID RALPH WEBER

Advisor at UNIPLAN FINANCIAL INVESTMENTS INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:fecd520e-1e72-c512-5770-517fb1df96c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNIPLAN FINANCIAL INVESTMENTS INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 7, 1986
First registration: Jan 10, 2007
Dual registered: no
IAPD individual key: 1524631

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNIPLAN FINANCIAL INVESTMENTS INC.	State registered	Jan 25, 2013	n/a	yes	DALLAS, TX	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jan 29, 2015	Dec 31, 2015	no	LINCOLN, NE\|Dallas, TX\|LINCOLN, NE	Previous registration
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Sep 27, 2011	Dec 31, 2012	no	SAN DIEGO, CA\|DALLAS, TX	Previous registration
UNIPLAN FINANCIAL INVESTMENTS INC.	n/a	Jul 26, 2010	Dec 31, 2010	no	DALLAS, TX	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Feb 25, 2008	Dec 31, 2009	no	DALLAS, TX\|CINCINNATI, OH	Previous registration
USA WEALTH MANAGEMENT LLC	Former SEC adviser	Jan 10, 2007	Dec 5, 2007	no	GRAND RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	n/a	Dec 31, 2015	n/a	n/a	Departure no registered destination	Departure
MADISON AVENUE SECURITIES, LLC	UNIPLAN FINANCIAL INVESTMENTS INC.	Dec 31, 2012	Jan 25, 2013	25	Firm change	Other
UNIPLAN FINANCIAL INVESTMENTS INC.	MADISON AVENUE SECURITIES, LLC	Dec 31, 2010	Sep 27, 2011	270	Firm change	Other
ON INVESTMENT MANAGEMENT CO	UNIPLAN FINANCIAL INVESTMENTS INC.	Dec 31, 2009	Jul 26, 2010	207	Firm change	Other
USA WEALTH MANAGEMENT LLC	ON INVESTMENT MANAGEMENT CO	Dec 5, 2007	Feb 25, 2008	82	Firm change	Other

Relationships

Registered with (6)

→ UNIPLAN FINANCIAL INVESTMENTS INC.Registered adviserregistration: current employment
Jan 25, 2013 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 29, 2015 to Dec 31, 2015factForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 27, 2011 to Dec 31, 2012factForm ADV
→ UNIPLAN FINANCIAL INVESTMENTS INC.Registered adviserregistration: previous registration
Jul 26, 2010 to Dec 31, 2010factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Feb 25, 2008 to Dec 31, 2009factForm ADV
→ USA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 10, 2007 to Dec 5, 2007factForm ADV

Dated events

No dated event names this entity yet.