DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Ralph Weber
Feed of 09/14/2026
At current firm
13 y
since Jan 25, 2013
In the industry
40 y
since Jul 7, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Uniplan Financial Investments Inc. state registered currentsince Jan 25, 2013 · Dallas, Tx
- Ameritas Advisory Services formerJan 29, 2015 to Dec 31, 2015 · Lincoln, Ne
- Madison Avenue Securities, LLC BD affiliatedSep 27, 2011 to Dec 31, 2012 · San Diego, Ca
- Uniplan Financial Investments Inc. unclassifiedJul 26, 2010 to Dec 31, 2010 · Dallas, Tx
- On Investment Management Co BD affiliatedFeb 25, 2008 to Dec 31, 2009 · Dallas, Tx
- USA Wealth Management LLC formerJan 10, 2007 to Dec 5, 2007 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services to no registered destinationleft Dec 31, 2015 · Departure, no registered destination
- Madison Avenue Securities, LLC to Uniplan Financial Investments Inc.left Dec 31, 2012, registered Jan 25, 2013 (25 days) · Other
- Uniplan Financial Investments Inc. to Madison Avenue Securities, LLCleft Dec 31, 2010, registered Sep 27, 2011 (270 days) · Other
- On Investment Management Co to Uniplan Financial Investments Inc.left Dec 31, 2009, registered Jul 26, 2010 (207 days) · Other
- USA Wealth Management LLC to On Investment Management Coleft Dec 5, 2007, registered Feb 25, 2008 (82 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address