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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

SST BENEFITS CONSULTING

SST BENEFITS CONSULTING & INSURANCE SERVICES, LLC, CRD 288129

ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fecfc932-27ba-7bb9-a60f-1a73bf5ca8d4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 18
On other graphs: 0
Observed: Mar 31, 2017 to Mar 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $524MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
SEC number: 801-110377
CRD: 288129
Filings on the tape: 20
First filed: Mar 31, 2017
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, CA

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AON, PLC	Owner	E	yes	06/2014	May 28, 2024	May 28, 2024
MOO, VERONICA, EI CHUN	Director	Na	yes	07/2017	Mar 30, 2022	May 28, 2024
NFP INTERMEDIATE HOLDINGS B. CORP	Owner	E	yes	07/2013	Mar 31, 2017	May 28, 2024
NFP RETIREMENT, INC.	Shareholder	E	yes	09/2016	Mar 30, 2022	May 28, 2024
O'MALLEY, EDWARD, GEORGE	Director	Na	yes	02/2015	Mar 30, 2022	May 28, 2024
RANDOLPH ACQUISITION CORP.	Owner	E	yes	04/2024	May 28, 2024	May 28, 2024
RANDOLPH FINANCE UNLIMITED COMPANY	Owner	E	yes	04/2024	May 28, 2024	May 28, 2024
SCHNEIDER, BRETT, RONALD	Director	Na	yes	01/2009	Mar 31, 2017	May 28, 2024
SHAPIRO, JOEL, BARRY	President	Na	yes	05/2023	Mar 31, 2017	May 28, 2024
TUGAW, WILLIAM, JERALD	Principal	Na	yes	09/2016	Mar 31, 2017	May 28, 2024
YU, BRIAN, J	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Mar 27, 2024	May 28, 2024
DOWLING, HANNAH, ROSE	ASSISTANT VICE PRESIDENT	Na	no	05/2023	Mar 27, 2024	May 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP RETIREMENT INC.	n/a	Institutional manager	$39B	Y	yes	n/a
NFP PROPERTY & CASUALTY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$524M	$0	3	3	0	n/a	n/a
2024	Mar 27, 2025	$280M	$0	2	2	0	n/a	n/a
2023	Mar 27, 2024	$1.9B	$0	3	3	0	n/a	n/a
2022	Mar 29, 2023	$2.1B	$0	3	3	0	n/a	n/a
2021	Mar 30, 2022	$2.5B	$0	5	4	0	n/a	n/a
2020	Mar 31, 2021	$5.2B	$5.2B	5	4	0	n/a	n/a
2019	Apr 8, 2020	$5.5B	$5.5B	5	4	0	n/a	n/a
2018	Mar 18, 2019	$3.3B	$0	6	4	1	n/a	n/a
2017	Mar 12, 2018	$6.4B	$0	6	4	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$524M	$280M	86.9%	$2.1B	-36.7%	3	2	0	0

Relationships

Affiliated with (3)

← WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
← DIVERGENT WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← TUGAW, WILLIAM, JERALDOwnerPRINCIPAL, ownership code NA, individual
Mar 31, 2017 to May 28, 2024factForm ADV
← SHAPIRO, JOEL, BARRYOwnerPRESIDENT, ownership code NA, individual
Mar 31, 2017 to May 28, 2024factForm ADV
← YU, BRIAN, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2024 to May 28, 2024factForm ADV
← SCHNEIDER, BRETT, RONALDOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2017 to May 28, 2024factForm ADV
← MOO, VERONICA, EI CHUNOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2022 to May 28, 2024factForm ADV
← O'MALLEY, EDWARD, GEORGEOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2022 to May 28, 2024factForm ADV
← AON, PLCOwnerOWNER, ownership code E, foreign entity
May 28, 2024 to May 28, 2024factForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORPOwnerOWNER, ownership code E, domestic entity
Mar 31, 2017 to May 28, 2024factForm ADV
← NFP RETIREMENT, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2022 to May 28, 2024factForm ADV
← RANDOLPH ACQUISITION CORP.OwnerOWNER, ownership code E, domestic entity
May 28, 2024 to May 28, 2024factForm ADV
← RANDOLPH FINANCE UNLIMITED COMPANYOwnerOWNER, ownership code E, foreign entity
May 28, 2024 to May 28, 2024factForm ADV

Owns (1)

← DOWLING, HANNAH, ROSEOwnerASSISTANT VICE PRESIDENT, ownership code NA, individual
Mar 27, 2024 to May 28, 2024factForm ADV

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
Sst Benefits Consulting reported RAUM $524.1M, up 87% from $280.4M (2026-01-02 to 2026-03-25)
Form ADVobserved 5 days ago
$244M
Occurred
Mar 27, 2025
Regulatory AUM changed
Sst Benefits Consulting reported RAUM $280.4M, down 85% from $1.9B (2024-05-28 to 2025-03-27)
Form ADVobserved 5 days ago
$-1.6B
Occurred
Mar 27, 2024
Control person joined
J Brian Yu (Chief Compliance Officer) appeared on Schedule A of Sst Benefits Consulting
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Joseph Vincent Giovinazzo (Ceo) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Dominic Nicholas Dellavedova (President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Ann Jami Chapman (Coo) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Diane Veronica Lee (Sr Vice President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Scott Jeffrey Elvander (Chief Investment Officer) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Michell Lori Lieser (Vice President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Control person left
Alan Blake Bjordahl (Chief Compliance Officer) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Sst Benefits Consulting reported RAUM $2.5B, down 53% from $5.2B (2021-03-31 to 2022-03-30)
Form ADVobserved 5 days ago
$-2.8B
Occurred
Mar 30, 2022
Control person joined
Ei Chun Veronica Moo (Director) appeared on Schedule A of Sst Benefits Consulting
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person joined
George Edward O'Malley (Director) appeared on Schedule A of Sst Benefits Consulting
Form ADVobserved 5 days ago
Occurred
Apr 8, 2020
Regulatory AUM changed
Sst Benefits Consulting reported RAUM $5.5B, up 68% from $3.3B (2019-10-23 to 2020-04-08)
Form ADVobserved 5 days ago
$2.2B
Occurred
Mar 18, 2019
Regulatory AUM changed
Sst Benefits Consulting reported RAUM $3.3B, down 49% from $6.4B (2018-08-01 to 2019-03-18)
Form ADVobserved 5 days ago
$-3.2B
Occurred
Mar 18, 2019
Control person joined
Alan Blake Bjordahl (Chief Compliance Officer) appeared on Schedule A of Sst Benefits Consulting
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
Succession filed (Item 4)
Sst Benefits Consulting reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2017
First Form ADV filing
Sst Benefits Consulting filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fecfc932-27ba-7bb9-a60f-1a73bf5ca8d4
First observed: Mar 31, 2017
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SST BENEFITS CONSULTING

SST BENEFITS CONSULTING & INSURANCE SERVICES, LLC, CRD 288129

ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fecfc932-27ba-7bb9-a60f-1a73bf5ca8d4

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AON, PLC

Owner

yes

06/2014

May 28, 2024

MOO, VERONICA, EI CHUN

Director

yes

07/2017

Mar 30, 2022

May 28, 2024

NFP INTERMEDIATE HOLDINGS B. CORP

Owner

yes

07/2013

Mar 31, 2017

May 28, 2024

NFP RETIREMENT, INC.

Shareholder

yes

09/2016

Mar 30, 2022

May 28, 2024

O'MALLEY, EDWARD, GEORGE

Director

yes

02/2015

Mar 30, 2022

May 28, 2024

RANDOLPH ACQUISITION CORP.

Owner

yes

04/2024

May 28, 2024

RANDOLPH FINANCE UNLIMITED COMPANY

Owner

yes

04/2024

May 28, 2024

SCHNEIDER, BRETT, RONALD

Director

yes

01/2009

Mar 31, 2017

May 28, 2024

SHAPIRO, JOEL, BARRY

President

yes

05/2023

Mar 31, 2017

May 28, 2024

TUGAW, WILLIAM, JERALD

Principal

yes

09/2016

Mar 31, 2017

May 28, 2024

YU, BRIAN, J

CHIEF COMPLIANCE OFFICER

yes

06/2023

Mar 27, 2024

May 28, 2024

DOWLING, HANNAH, ROSE

ASSISTANT VICE PRESIDENT

05/2023

Mar 27, 2024

May 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP RETIREMENT INC.

n/a

Institutional manager

$39B

yes

n/a

NFP PROPERTY & CASUALTY SERVICES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$524M

n/a

2024

Mar 27, 2025

$280M

n/a

2023

Mar 27, 2024

$1.9B

n/a

2022

Mar 29, 2023

$2.1B

n/a

2021

Mar 30, 2022

$2.5B

n/a

2020

Mar 31, 2021

$5.2B

n/a

2019

Apr 8, 2020

$5.5B

n/a

2018

Mar 18, 2019

$3.3B

n/a

2017

Mar 12, 2018

$6.4B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$524M

$280M

86.9%

$2.1B

-36.7%