DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sst Benefits Consulting
Legal name Sst Benefits Consulting & Insurance Services, LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 31, 2017 · 20 filings
SEC status approved since Apr 28, 2017
RAUM
$524M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$524M as of Mar 25, 2026
Mar 12, 2018$6.4B then
HNW client RAUM$0 as of Mar 25, 2026
Mar 12, 2018$0 then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Mar 12, 20184 then
Employees (5.A)3 as of Mar 25, 2026
Mar 12, 20186 then
Private funds: no history
RAUM +87% over the last fiscal year-37% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $175MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $74.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +87%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$524M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ei Chun Veronica Moo · Directorcontrolsince 07/2017 · owns less than 5%
- George Edward O'Malley · Directorcontrolsince 02/2015 · owns less than 5%
- Ronald Brett Schneider · Directorcontrolsince 01/2009 · owns less than 5%
- Barry Joel Shapiro · Presidentcontrolsince 05/2023 · owns less than 5%
- Jerald William Tugaw · Principalcontrolsince 09/2016 · owns less than 5%
- J Brian Yu · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- Rose Hannah Dowling · Assistant Vice Presidentsince 05/2023 · owns less than 5%
Entity owners
- Nfp Retirement, Inc. · Shareholderdirect · owns 75% or more
- Aon, Plc · Ownerindirect · owns 75% or more of Randolph Finance Unlimited Company · public reporting company
- Nfp Intermediate Holdings B. Corp · Ownerindirect · owns 75% or more of Nfp Retirement, Inc.
- Randolph Acquisition Corp. · Ownerindirect · owns 75% or more of Nfp Intermediate Holdings B. Corp
- Randolph Finance Unlimited Company · Ownerindirect · owns 75% or more of Randolph Acquisition Corp.
Related persons
Schedule D 7.A
- Nfp Property & Casualty Services, Inc.real estaten
- Wealthspire Retirement Advisoryinvestment adviserLP sponsoryRAUM $39B
Advisers that list Sst Benefits Consulting as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 25, 2026discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: institutional managers, $500M to $1B (71) · 0.0% percentile
- affiliate changedChange between filings · filing Mar 25, 2026broker-dealer affiliate (Item 7.A.1): yes on the filing of 2026-01-02, no on the filing of 2026-03-25peers: institutional managers, $500M to $1B (71)
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $280,394,905 to $524,070,498 (+87.0%) between the annual amendments of 2025-03-27 and 2026-03-25; the peer median change was +13.0% (63 comparable advisers, 94.0th percentile of changes)peers: institutional managers, $500M to $1B (63) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 7Jan 2, 2026 to Mar 25, 2026
- Advisory employees · 2 to 3Jan 2, 2026 to Mar 25, 2026
- Pension plan clients · unset to 5.0Jan 2, 2026 to Mar 25, 2026
- Employees · 2 to 3Jan 2, 2026 to Mar 25, 2026
- Insurance-licensed employees · 2 to 3Jan 2, 2026 to Mar 25, 2026
- State-registered IARs · 2 to 3Jan 2, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $280M to $524MJan 2, 2026 to Mar 25, 2026
- Pension RAUM · unset to 524070498.0Jan 2, 2026 to Mar 25, 2026
- RAUM · $280M to $524MJan 2, 2026 to Mar 25, 2026
- Related broker-dealer · true to falseJan 2, 2026 to Mar 25, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Nov 25, 2025
- Legal name · SST BENEFITS CONSULTING & INSURANCE SERVICES, INC. to SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCMar 27, 2025 to Nov 25, 2025
- Organization form · Corporation to Limited Liability CompanyMar 27, 2025 to Nov 25, 2025
- Related bank · true to falseMar 27, 2025 to Nov 25, 2025
- Accounts · 7 to 4May 28, 2024 to Mar 27, 2025
- Advisory employees · 3 to 2May 28, 2024 to Mar 27, 2025
- Employees · 3 to 2May 28, 2024 to Mar 27, 2025
- Insurance-licensed employees · 3 to 2May 28, 2024 to Mar 27, 2025
- State-registered IARs · 3 to 2May 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.9B to $280MMay 28, 2024 to Mar 27, 2025
- RAUM · $1.9B to $280MMay 28, 2024 to Mar 27, 2025
- Related bank · false to trueMay 2, 2024 to May 28, 2024
- Accounts · 8 to 7Mar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.1B to $1.9BMar 29, 2023 to Mar 27, 2024
- RAUM · $2.1B to $1.9BMar 29, 2023 to Mar 27, 2024
- Accounts · 9 to 8Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 4 to 3Mar 30, 2022 to Mar 29, 2023
- Employees · 5 to 3Mar 30, 2022 to Mar 29, 2023
- Insurance-licensed employees · 4 to 3Mar 30, 2022 to Mar 29, 2023
- State-registered IARs · 4 to 3Mar 30, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $2.5B to $2.1BMar 30, 2022 to Mar 29, 2023
- RAUM · $2.5B to $2.1BMar 30, 2022 to Mar 29, 2023
- Accounts · 33 to 9Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.2B to $0Mar 31, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $0 to $2.5BMar 31, 2021 to Mar 30, 2022
- RAUM · $5.2B to $2.5BMar 31, 2021 to Mar 30, 2022
- Accounts · 35 to 33Sep 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $5.5B to $5.2BSep 30, 2020 to Mar 31, 2021
- RAUM · $5.5B to $5.2BSep 30, 2020 to Mar 31, 2021
- Related broker-dealer · false to trueSep 30, 2020 to Mar 31, 2021
Signals
18 dated events
- Sst Benefits Consulting reported RAUM $524.1M, up 87% from $280.4M (2026-01-02 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- Sst Benefits Consulting reported RAUM $280.4M, down 85% from $1.9B (2024-05-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Michell Lori Lieser (Vice President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Alan Blake Bjordahl (Chief Compliance Officer) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Scott Jeffrey Elvander (Chief Investment Officer) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- J Brian Yu (Chief Compliance Officer) appeared on Schedule A of Sst Benefits ConsultingMar 27, 2024 · Control person joined · fact
- Joseph Vincent Giovinazzo (Ceo) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Ann Jami Chapman (Coo) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Dominic Nicholas Dellavedova (President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Diane Veronica Lee (Sr Vice President) no longer on Schedule A of Sst Benefits Consulting (listed 2023-03-29, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- George Edward O'Malley (Director) appeared on Schedule A of Sst Benefits ConsultingMar 30, 2022 · Control person joined · fact
- Sst Benefits Consulting reported RAUM $2.5B, down 53% from $5.2B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Ei Chun Veronica Moo (Director) appeared on Schedule A of Sst Benefits ConsultingMar 30, 2022 · Control person joined · fact
- Sst Benefits Consulting reported RAUM $5.5B, up 68% from $3.3B (2019-10-23 to 2020-04-08)Apr 8, 2020 · RAUM change · derived
- Sst Benefits Consulting reported RAUM $3.3B, down 49% from $6.4B (2018-08-01 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
- Alan Blake Bjordahl (Chief Compliance Officer) appeared on Schedule A of Sst Benefits ConsultingMar 18, 2019 · Control person joined · fact
- Sst Benefits Consulting reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 31, 2017 · Succession (Item 4) · fact
- Sst Benefits Consulting filed its initial SEC registration (Form ADV)Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 949.460.9898reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026