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Advisor at STRATOS WEALTH ADVISORS LLC
Canton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | May 18, 2018 | n/a | yes | Canton, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 1, 2005 | Apr 24, 2018 | no | CANTON, OH|CANTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATOS WEALTH ADVISORS LLC | Apr 24, 2018 | May 18, 2018 | 24 | Firm change | Wirehouse to RIA |