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RIA / WealthAdvisor34 years in industry

DWAIN MICHAEL GULLION

Advisor at BLUEPRINT FINANCIAL ADVISORS

CHARLOTTE, NC | Greensboro, NC

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Search this name across graphsid dfx:ria:fedee2e3-6bb7-8218-0cbe-ca5375e1ac87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUEPRINT FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Oct 20, 2011
First registration: Oct 21, 2011
Dual registered: no
IAPD individual key: 5974473

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUEPRINT FINANCIAL ADVISORS	Independent wealth	Aug 4, 2025	n/a	yes	CHARLOTTE, NC\|Greensboro, NC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Aug 6, 2025	no	SCOTTSDALE, AZ\|GREENSBORO, NC	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 13, 2019	Jun 14, 2024	no	GREENSBORO, NC\|GREENSBORO, NC\|ASHEBORO, NC	Previous registration
DEEP RIVER CAPITAL ADVISORS, LLC	n/a	May 10, 2016	Dec 17, 2019	no	BENNETT, NC	Previous registration
RESOLVED FINANCIAL	State registered	Feb 24, 2015	May 4, 2016	no	WINSTON SALEM, NC	Previous registration
BLUEGRASS CAPITAL ADVISORS, LLC	n/a	Oct 21, 2011	Mar 10, 2015	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BLUEPRINT FINANCIAL ADVISORS	Aug 6, 2025	Aug 4, 2025	-2	Firm change	Ibd to RIA
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
DEEP RIVER CAPITAL ADVISORS, LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 17, 2019	Dec 13, 2019	-4	Firm change	Other
RESOLVED FINANCIAL	DEEP RIVER CAPITAL ADVISORS, LLC	May 4, 2016	May 10, 2016	6	Firm change	Other
BLUEGRASS CAPITAL ADVISORS, LLC	RESOLVED FINANCIAL	Mar 10, 2015	Feb 24, 2015	-14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:315570:NC:2025-08-06	Aug 6, 2025	Aug 4, 2025	GREENSBORO, NC	Firm change

Relationships

Registered with (6)

→ BLUEPRINT FINANCIAL ADVISORSRegistered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Aug 6, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 13, 2019 to Jun 14, 2024factForm ADV
→ DEEP RIVER CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2016 to Dec 17, 2019factForm ADV
→ RESOLVED FINANCIALRegistered adviserregistration: previous registration
Feb 24, 2015 to May 4, 2016factForm ADV
→ BLUEGRASS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2011 to Mar 10, 2015factForm ADV

Dated events

Occurred
Aug 6, 2025
Advisor changed firm
Dwain Michael Gullion left Osaic Wealth, Inc. for Blueprint Financial Advisors (registered 2025-08-04)
Form ADVobserved 3 days ago