RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• G••••••
- B•••••••• F•••••••• A••••••• independent RIA currentsince Aug 4, 2025 · Charlotte, Nc
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Aug 6, 2025 · Scottsdale, Az
- S••••••••• A•••••• A•••••••• I••• formerDec 13, 2019 to Jun 14, 2024 · Greensboro, Nc
- D••• R•••• C•••••• A•••••••• L•• unclassifiedMay 10, 2016 to Dec 17, 2019 · Bennett, Nc
- R••••••• F•••••••• state registeredFeb 24, 2015 to May 4, 2016 · Winston Salem, Nc
- B•••••••• C•••••• A•••••••• L•• unclassifiedOct 21, 2011 to Mar 10, 2015 · Louisville, Ky
- O•••• W•••••• I••• to B•••••••• F•••••••• A•••••••left Aug 6, 2025, registered Aug 4, 2025 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- D••• R•••• C•••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 17, 2019, registered Dec 13, 2019 (-4 days) · Other
- R••••••• F•••••••• to D••• R•••• C•••••• A•••••••• L••left May 4, 2016, registered May 10, 2016 (6 days) · Other
- B•••••••• C•••••• A•••••••• L•• to R••••••• F••••••••left Mar 10, 2015, registered Feb 24, 2015 (-14 days) · Other
- D•••• M•••••• G•••••• left O•••• W•••••• I••• for B•••••••• F•••••••• A••••••• (registered 2025-08-04)Aug 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address