DFX Intelligence

Data Factory

D•••• A••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• A••• L••••

Advisor at C• W••••• M••••••••• L••

SCHAUMBURG, IL | Fort Pierce, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fee5930a-222d-f055-766f-eb02e6dfd7a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Aug 16, 2022	n/a	yes	Fort Pierce, FL\|SCHAUMBURG, IL	Current employment
S• A•••••••• L••	Independent wealth	Feb 12, 2021	Aug 17, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C• W••••• M••••••••• L••	Aug 17, 2022	Aug 16, 2022	-1	Firm change	RIA to RIA
P••••••••• B•••••••• S•••••••• I•••	S• A•••••••• L••	Jun 14, 2019

Relationships

Registered with (4)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 16, 2022 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Aug 17, 2022factForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 17, 2018 to Jun 14, 2019factForm ADV
→ H•••••• I••••••••• I•••

Dated events

Occurred
Aug 17, 2022
Advisor changed firm
D•••• A••• L•••• left S• A•••••••• L•• for C• W••••• M••••••••• L•• (registered 2022-08-16)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fee5930a-222d-f055-766f-eb02e6dfd7a8
First observed: Nov 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.