DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Alan Lakis
Feed of 09/14/2026
At current firm
4 y
since Aug 16, 2022
In the industry
28 y
since Jan 5, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cl Wealth Management LLC independent RIA currentsince Aug 16, 2022 · Fort Pierce, Fl
- Sb Advisory, LLC independent RIAFeb 12, 2021 to Aug 17, 2022 · Port Saint Lucie, Fl
- Sb Advisory, LLC independent RIAJun 17, 2019 to Dec 31, 2020 · Atlanta, Ga
- Packerland Brokerage Services, Inc. independent RIAMay 17, 2018 to Jun 14, 2019 · Raleigh, Nc
- Harbour Investments, Inc. independent RIANov 12, 2004 to Sep 20, 2017 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- Sb Advisory, LLC to Cl Wealth Management LLCleft Aug 17, 2022, registered Aug 16, 2022 (-1 days) · RIA to RIA
- Packerland Brokerage Services, Inc. to Sb Advisory, LLCleft Jun 14, 2019, registered Jun 17, 2019 (3 days) · RIA to affiliated broker-dealer or bank
- Harbour Investments, Inc. to Packerland Brokerage Services, Inc.left Sep 20, 2017, registered May 17, 2018 (239 days) · Other
Signals
- David Alan Lakis left Sb Advisory, Llc for Cl Wealth Management Llc (registered 2022-08-16)Aug 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address