DFX Intelligence

A•• G••••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

A•• G••••••• W••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Portland, OR

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Search this name across graphsid dfx:ria:fee9da12-3561-29eb-ef52-f95712e473ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 28, 2016	n/a	yes	Portland, OR\|Portland, OR	Current employment
B••• W•••• W•••••	Independent wealth	Sep 17, 2013	Oct 26, 2016	no	PORTLAND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W•••• W•••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 26, 2016	Sep 28, 2016	-28	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	B••• W•••• W•••••	Sep 19, 2013	Sep 17, 2013

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 28, 2016 to presentfactForm ADV
→ B••• W•••• W•••••Registered adviserregistration: previous registration
Sep 17, 2013 to Oct 26, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2009 to Sep 19, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fee9da12-3561-29eb-ef52-f95712e473ca
First observed: Oct 1, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.