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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

ERIN K GOODRICH

Advisor at CAPITAL ANALYSTS

CARMEL, IN | Canton, GA | Carmel, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:feeb1b0f-005b-994a-8090-2d862f5f9b46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 3
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 7, 2011
First registration: Feb 13, 2013
Dual registered: yes, broker-dealer
Other names: ERIN KELLIE JOYCE
IAPD individual key: 5936568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	Institutional manager	Oct 11, 2021	n/a	yes	CARMEL, IN	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Sep 15, 2021	n/a	yes	Carmel, IN	Current employment
LINCOLN INVESTMENT	Independent wealth	Sep 15, 2021	n/a	yes	Canton, GA\|Carmel, IN	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Oct 7, 2015	Sep 1, 2021	no	Indianapolis, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 13, 2013	Oct 8, 2015	no	Indianapolis, IN\|Boca Raton, FL\|West Palm Beach, FL\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	LINCOLN INVESTMENT	Sep 1, 2021	Sep 15, 2021	14	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 8, 2015	Oct 7, 2015	-1	Channel change	Other

Relationships

Registered with (5)

→ SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCRegistered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Oct 7, 2015 to Sep 1, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:feeb1b0f-005b-994a-8090-2d862f5f9b46
First observed: Feb 13, 2013
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ERIN K GOODRICH

Advisor at CAPITAL ANALYSTS

CARMEL, IN | Canton, GA | Carmel, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:feeb1b0f-005b-994a-8090-2d862f5f9b46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Institutional manager

Oct 11, 2021

n/a

yes

CARMEL, IN

Current employment

CAPITAL ANALYSTS

Bd affiliated wealth

Sep 15, 2021

n/a

yes

Carmel, IN

Current employment

LINCOLN INVESTMENT

Independent wealth

Sep 15, 2021

n/a

yes

Canton, GA|Carmel, IN

Current employment

SCHWAB WEALTH ADVISORY, INC.

No RAUM reported

Oct 7, 2015

Sep 1, 2021

Indianapolis, IN

Previous registration

CHARLES SCHWAB & CO., INC.

National bd RIA

Feb 13, 2013

Oct 8, 2015

Indianapolis, IN|Boca Raton, FL|West Palm Beach, FL|Indianapolis, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SCHWAB WEALTH ADVISORY, INC.

LINCOLN INVESTMENT

Sep 1, 2021

Sep 15, 2021

Firm change

Other

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

Oct 8, 2015

Oct 7, 2015

-1

Channel change

Other