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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

John Frank McShan

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Decatur, TX | Bridgeport, TX

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Search this name across graphsid dfx:ria:fef3ba3d-03f7-13cb-dc2b-b0374265dbe7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Mar 9, 1988
First registration: Dec 13, 1996
Dual registered: yes, broker-dealer
Other names: John F McShan|John McShan
IAPD individual key: 1791276

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	n/a	yes	Bridgeport, TX\|Decatur, TX	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Feb 28, 2014	Sep 24, 2018	no	BOWIE, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Mar 3, 2014	no	SAINT PETERSBURG, FL\|BOWIE, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Nov 10, 2006	Jan 2, 2009	no	BOWIE, TX\|DECATUR, TX	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Dec 13, 1996	Oct 31, 2006	no	BOWIE, TX\|BOWIE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 22, 2018	-94	Bulk transfer	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INVESTMENT PROFESSIONALS, INC.	Mar 3, 2014	Feb 28, 2014	-3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	RAYMOND JAMES FINANCIAL SERVICES, INC.	Oct 31, 2006	Nov 10, 2006	10	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 22, 2018 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Feb 28, 2014 to Sep 24, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Mar 3, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 10, 2006 to Jan 2, 2009factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 13, 1996 to Oct 31, 2006factForm ADV

Dated events

No dated event names this entity yet.