DFX Intelligence

A•••••••• C• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant10 years in industry

A•••••••• C• B••••••

Advisor at T••••••• W•••••

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:feffdc70-5ed4-be02-f6fe-8bd7bca02d0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W•••••	State registered	Feb 19, 2026	n/a	yes	THE WOODLANDS, TX	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Jan 6, 2025	Mar 2, 2026	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	T••••••• W•••••	Mar 2, 2026	Feb 19, 2026	-11	Firm change	Ibd to state RIA
A••••••••• F•••••••• S•••••••• L••	L•• E••••••••• L••	Jan 20, 2022	Jan 6, 2025

Relationships

Registered with (4)

→ T••••••• W•••••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2025 to Mar 2, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 26, 2021 to Jan 20, 2022factForm ADV
→ R•• C••••••• L••

Dated events

Occurred
Mar 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:feffdc70-5ed4-be02-f6fe-8bd7bca02d0c
First observed: Dec 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.