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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Jason Dominic Garcia

Advisor at HUNTINGTON FINANCIAL ADVISORS

CHICAGO, IL

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Search this name across graphsid dfx:ria:ff09a3ad-a9d2-f75e-6eef-5128dc75a38a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 27, 2000
First registration: Oct 19, 2004
Dual registered: yes, broker-dealer
Other names: JASON DOMINIC GARCIA|JASON D GARCIA
IAPD individual key: 4006483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 7, 2023	n/a	yes	CHICAGO, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 26, 2016	Mar 20, 2023	no	WESTMONT, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 9, 2011	Jan 7, 2016	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Jul 20, 2007	Dec 31, 2009	no	CHICAGO, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Jun 1, 2006	Jul 17, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 30, 2004	Jun 22, 2005	no	MINNEAPOLIS, MN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 19, 2004	Nov 29, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	HUNTINGTON FINANCIAL ADVISORS	Mar 20, 2023	Jul 7, 2023	109	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 7, 2016	Jan 26, 2016	19	Firm change	Other
NORTHERN TRUST SECURITIES, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 31, 2009	Feb 9, 2011	405	Firm change after gap	Other
BMO HARRIS FINANCIAL ADVISORS, INC	NORTHERN TRUST SECURITIES, INC	Jul 17, 2007	Jul 20, 2007	3	Firm change	Other
CHARLES SCHWAB & CO., INC.	BMO HARRIS FINANCIAL ADVISORS, INC	Jun 22, 2005	Jun 1, 2006	344	Firm change	Other

Relationships

Registered with (6)

→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jul 7, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 26, 2016 to Mar 20, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 9, 2011 to Jan 7, 2016factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Jul 20, 2007 to Dec 31, 2009factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Jun 1, 2006 to Jul 17, 2007factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 30, 2004 to Jun 22, 2005factForm ADV

Dated events

Occurred
Mar 20, 2023
Advisor changed firm
Jason Dominic Garcia left Lpl Financial Llc for Huntington Financial Advisors (registered 2023-07-07)
Form ADVobserved 6 days ago