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Advisor at CAPTRUST
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Mar 5, 2025 | n/a | yes | CHARLOTTE, NC | Current employment |
| CAROLINAS WEALTH CONSULTING LLC | Former SEC adviser | May 13, 2019 | Jul 14, 2025 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| CAROLINAS INVESTMENT CONSULTING LLC | Former SEC adviser | Apr 9, 2014 | Apr 17, 2001 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAROLINAS WEALTH CONSULTING LLC | Captrust | Jul 14, 2025 | Mar 5, 2025 | -131 | Firm change after gap | Other |
| CAROLINAS INVESTMENT CONSULTING LLC | CAROLINAS WEALTH CONSULTING LLC | Apr 17, 2001 | May 13, 2019 | 6,600 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 300003:175112:NC:2025-07-14 | Jul 14, 2025 | Mar 5, 2025 | CHARLOTTE, NC | Firm change after gap |