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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)26 years in industry

DAVID JAMES MANNAIONI

Advisor at ST. BERNARD FINANCIAL SERVICES, INC.

Centennial, CO | RUSSELLVILLE, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ST. BERNARD FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 12
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Aug 25, 2000
First registration: Oct 2, 2003
Dual registered: yes, broker-dealer
Other names: DAVID J MANNAIONI
IAPD individual key: 3009569

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ST. BERNARD FINANCIAL SERVICES, INC.	Bd affiliated wealth	Nov 21, 2016	n/a	yes	Centennial, CO\|RUSSELLVILLE, AR\|RUSSELLVILLE, AR	Current employment
WADDELL & REED	Former SEC adviser	Apr 2, 2013	Nov 23, 2016	no	DENVER, CO	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 3, 2012	Apr 1, 2013	no	Centennial, CO	Previous registration
FINANCIAL ACTION, INC.	Independent wealth	Jan 5, 2011	Mar 28, 2011	no	MONUMENT, CO	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Sep 27, 2010	Dec 31, 2010	no	GREENWOOD VILLAGE, CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jul 28, 2006	Jul 9, 2010	no	COLORADO SPRINGS, CO	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 2, 2003	Aug 3, 2005	no	TARRYTOWN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	ST. BERNARD FINANCIAL SERVICES, INC.	Nov 23, 2016	Nov 21, 2016	-2	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	WADDELL & REED	Apr 1, 2013	Apr 2, 2013	1	Firm change	Other
FINANCIAL ACTION, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Mar 28, 2011	Apr 3, 2012	372	Firm change	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	FINANCIAL ACTION, INC.	Dec 31, 2010	Jan 5, 2011	5	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	INVESTMENT ADVISORS INTERNATIONAL, INC.	Jul 9, 2010	Sep 27, 2010	80	Firm change	Other
OSAIC FA, INC.	NEW ENGLAND SECURITIES CORPORATION	Aug 3, 2005	Jul 28, 2006	359	Firm change	Other

Relationships

Registered with (7)

→ ST. BERNARD FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Nov 21, 2016 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Apr 2, 2013 to Nov 23, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 3, 2012 to Apr 1, 2013factForm ADV
→ FINANCIAL ACTION, INC.Registered adviserregistration: previous registration
Jan 5, 2011 to Mar 28, 2011factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Sep 27, 2010 to Dec 31, 2010factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 28, 2006 to Jul 9, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 2, 2003 to Aug 3, 2005factForm ADV

Dated events

No dated event names this entity yet.